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C••••••••• M••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C••••••••• M••• B•••••••••

Advisor at M•• I•••••••• S•••••••• L••

BROOKLYN, NY | New York, NY | ROXBURY, NY

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Search this name across graphsid dfx:ria:e89811a8-88fd-a9a0-2661-2df44e63c800

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 25, 2021	n/a	yes	New York, NY\|BROOKLYN, NY\|ROXBURY, NY	Current employment
B•••••• I••••••••• P•••••••• L•	Other adviser	Sep 9, 2013	Jul 3, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• I••••••••• P•••••••• L•	M•• I•••••••• S•••••••• L••	Jul 3, 2018	Aug 25, 2021	1,149	Firm change after gap	Other
A••••••• C•••••• P•••••••	B•••••• I••••••••• P•••••••• L•	Sep 29, 2011

Relationships

Registered with (4)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 25, 2021 to presentfactForm ADV
→ B•••••• I••••••••• P•••••••• L•Registered adviserregistration: previous registration
Sep 9, 2013 to Jul 3, 2018factForm ADV
→ A••••••• C•••••• P•••••••Registered adviserregistration: previous registration
Feb 25, 2011 to Sep 29, 2011factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e89811a8-88fd-a9a0-2661-2df44e63c800
First observed: Mar 25, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.