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Advisor at BRIGHTON SECURITIES CORP.
Huntersville, NC | ROCHESTER, NY | BATAVIA, NY | Lockport, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BRIGHTON SECURITIES CORP. | Independent wealth | Sep 27, 2018 | n/a | yes | BATAVIA, NY|ROCHESTER, NY|ROCHESTER, NY|ROCHESTER, NY|Lockport, NY|Huntersville, NC | Current employment |
| BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. | Former SEC adviser | Mar 9, 2023 | Jun 28, 2024 | no | ROCHESTER, NY | Previous registration |
| BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. | Former SEC adviser | May 25, 2021 | Dec 31, 2021 | no | ROCHESTER, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 8, 2016 | Nov 27, 2017 | no | Pittsford, NY | Previous registration |
| WALL STREET FINANCIAL GROUP, INC | Former SEC adviser | Apr 13, 2015 | Sep 23, 2016 | no | VICTOR, NY|FAIRPORT, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. | n/a | Jun 28, 2024 | n/a | n/a | Departure no registered destination | Departure |
| MORGAN STANLEY | BRIGHTON SECURITIES CORP. | Nov 27, 2017 | Sep 27, 2018 | 304 | Firm change | Wirehouse to RIA |
| WALL STREET FINANCIAL GROUP, INC | MORGAN STANLEY | Sep 23, 2016 | Nov 8, 2016 | 46 | Firm change | Other |