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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MENDOTA FINANCIAL GROUP, LLC

CRD 136294

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a6e86df-6841-dc03-f506-e5ee4520d35f

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Mar 8, 2012 to Mar 3, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $254MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $249M
Private client RAUM: $247MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $50.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 881
Individual clients: 89
High net worth clients: 77
Custody, client assets: $77.8M
SEC number: 801-67644
CRD: 136294
Filings on the tape: 23
First filed: Mar 8, 2012
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, WI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KURT MATHIAS AHRENS	Chartered Financial Consultant	MADISON, WI	21	31	2	no
DANIEL ARTHUR GRESCH	Certified Financial Planner\|Chartered Financial Consultant	MADISON, WI	21	29	1	no
BRIAN ALLEN HELLMER	Chartered Financial Analyst	MADISON, WI	3	30	2	no
OWEN ANTHONY AHRENS	n/a	MADISON, WI	2	10	n/a	no
ETHAN RICHARD AHRENS	n/a	MADISON, WI	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AHRENS, KURT, MATHIAS	Member	C	yes	08/2005	Mar 8, 2012	Feb 28, 2024
GOETZKE, MATTHEW, ARMSTRONG	MANAGING MEMBER	C	yes	08/2005	Mar 8, 2012	Feb 28, 2024
GRESCH, DANIEL, ARTHUR	Member	C	yes	08/2005	Mar 8, 2012	Feb 28, 2024
HURD, STACY, MICHELE	CHIEF COMPLIANCE OFFICER	Na	no	09/2022	Sep 30, 2022	Feb 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MENDOTA VENTURE CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$254M	$249M	5	5	0	n/a	n/a
2024	Mar 11, 2025	$255M	$249M	5	5	0	n/a	n/a
2023	Feb 28, 2024	$431M	$421M	8	6	0	n/a	n/a
2022	Feb 13, 2023	$326M	$317M	6	4	0	n/a	n/a
2021	Mar 23, 2022	$339M	$330M	6	5	0	n/a	n/a
2020	Mar 22, 2021	$278M	$265M	5	4	0	n/a	n/a
2019	Mar 27, 2020	$229M	$229M	4	4	0	n/a	n/a
2018	Mar 28, 2019	$185M	$185M	5	5	0	n/a	n/a
2017	Mar 27, 2018	$185M	$185M	5	5	0	n/a	n/a
2016	Mar 31, 2017	$159M	$159M	5	5	n/a	n/a	n/a
2015	Mar 30, 2016	$141M	$141M	5	5	n/a	n/a	n/a
2014	Mar 28, 2015	$153M	$153M	5	5	n/a	n/a	n/a
2013	Mar 31, 2014	$131M	$131M	5	5	n/a	n/a	n/a
2012	Mar 14, 2013	$117M	$117M	5	5	n/a	n/a	n/a
2011	Mar 8, 2012	$106M	$106M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$254M	$255M	-0.2%	$326M	-8.0%	5	5	0	0

Relationships

Registered with (7)

← ETHAN RICHARD AHRENSAdvisorregistration: current employment
Jan 2, 2025 to presentfactForm ADV
← OWEN ANTHONY AHRENSAdvisorregistration: current employment
Dec 20, 2023 to presentfactForm ADV
← BRIAN ALLEN HELLMERAdvisorregistration: current employment
Jun 7, 2023 to presentfactForm ADV
← DANIEL ARTHUR GRESCHAdvisorregistration: current employment
Aug 12, 2005 to presentfactForm ADV
← KURT MATHIAS AHRENSAdvisorregistration: current employment
Aug 10, 2005 to presentfactForm ADV
← BRIAN KEITH DONLEYAdvisorregistration: previous registration
Feb 5, 2010 to Jan 20, 2025factForm ADV
← MATTHEW ARMSTRONG GOETZKEAdvisorregistration: previous registration
Jul 22, 2005 to Oct 21, 2024factForm ADV

Controls (3)

← AHRENS, KURT, MATHIASOwnerMEMBER, ownership code C, individual
Mar 8, 2012 to Feb 28, 2024factForm ADV
← GRESCH, DANIEL, ARTHUROwnerMEMBER, ownership code C, individual
Mar 8, 2012 to Feb 28, 2024factForm ADV
← GOETZKE, MATTHEW, ARMSTRONGOwnerMANAGING MEMBER, ownership code C, individual
Mar 8, 2012 to Feb 28, 2024factForm ADV

Owns (1)

← HURD, STACY, MICHELEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 30, 2022 to Feb 28, 2024factForm ADV

Dated events

Occurred
Mar 11, 2025
Regulatory AUM changed
Mendota Financial Group, Llc reported RAUM $254.6M, down 41% from $431.1M (2024-02-28 to 2025-03-11)
Form ADVobserved 4 days ago
$-177M
Occurred
Jan 20, 2025
Advisor changed firm
Brian Keith Donley left Mendota Financial Group, Llc for Walleye Partners Llc (registered 2025-01-10)
Form ADVobserved 4 days ago
Occurred
Oct 21, 2024
Advisor changed firm
Matthew Armstrong Goetzke left Mendota Financial Group, Llc for Walleye Partners Llc (registered 2026-07-09)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2024
Regulatory AUM changed
Mendota Financial Group, Llc reported RAUM $431.1M, up 32% from $326.3M (2023-02-13 to 2024-02-28)
Form ADVobserved 4 days ago
$105M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a6e86df-6841-dc03-f506-e5ee4520d35f
First observed: Mar 8, 2012
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MENDOTA FINANCIAL GROUP, LLC

CRD 136294

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a6e86df-6841-dc03-f506-e5ee4520d35f

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:10 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KURT MATHIAS AHRENS

Chartered Financial Consultant

MADISON, WI

DANIEL ARTHUR GRESCH

Certified Financial Planner|Chartered Financial Consultant

MADISON, WI

BRIAN ALLEN HELLMER

Chartered Financial Analyst

MADISON, WI

OWEN ANTHONY AHRENS

n/a

MADISON, WI

n/a

ETHAN RICHARD AHRENS

n/a

MADISON, WI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AHRENS, KURT, MATHIAS

Member

yes

08/2005

Mar 8, 2012

Feb 28, 2024

GOETZKE, MATTHEW, ARMSTRONG

MANAGING MEMBER

yes

08/2005

Mar 8, 2012

Feb 28, 2024

GRESCH, DANIEL, ARTHUR

Member

yes

08/2005

Mar 8, 2012

Feb 28, 2024

HURD, STACY, MICHELE

CHIEF COMPLIANCE OFFICER

09/2022

Sep 30, 2022

Feb 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MENDOTA VENTURE CAPITAL, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$254M

$249M

n/a

2024

Mar 11, 2025

$255M

$249M

n/a

2023

Feb 28, 2024

$431M

$421M

n/a

2022

Feb 13, 2023

$326M

$317M

n/a

2021

Mar 23, 2022

$339M

$330M

n/a

2020

Mar 22, 2021

$278M

$265M

n/a

2019

Mar 27, 2020

$229M

n/a

2018

Mar 28, 2019

$185M

n/a

2017

Mar 27, 2018

$185M

n/a

2016

Mar 31, 2017

$159M

n/a

2015

Mar 30, 2016

$141M

n/a

2014

Mar 28, 2015

$153M

n/a

2013

Mar 31, 2014

$131M

n/a

2012

Mar 14, 2013

$117M

n/a

2011

Mar 8, 2012

$106M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$254M

$255M

-0.2%

$326M

-8.0%