DFX Intelligence

B•••• K•••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist22 years in industry

B•••• K•••• D•••••

Advisor at W•••••• P••••••• L••

MADISON, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• P••••••• L••	Independent wealth	Jan 10, 2025	n/a	yes	MADISON, WI\|MADISON, WI	Current employment
M•••••• F•••••••• G••••• L••	Independent wealth	Feb 5, 2010	Jan 20, 2025	no	MADISON, WI\|MADISON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• F•••••••• G••••• L••	W•••••• P••••••• L••	Jan 20, 2025	Jan 10, 2025	-10	Firm change	RIA to new firm
T••••••• I••••••••• M••••••••• I•••	M•••••• F•••••••• G••••• L••	Nov 23, 2009	Feb 5, 2010

Relationships

Registered with (3)

→ W•••••• P••••••• L••Registered adviserregistration: current employment
Jan 10, 2025 to presentfactForm ADV
→ M•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Feb 5, 2010 to Jan 20, 2025factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2006 to Nov 23, 2009factForm ADV

Dated events

Order

Occurred
20 Jan 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.