DFX Intelligence

M•••••• A•••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

M•••••• A•••••• G••••••••

Advisor at C••••• D•••• A•••• M•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a733f01-523c-0228-a836-24a441c0279f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• D•••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 16, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• D•••• A•••• M•••••••••	Independent wealth	Oct 29, 2019	n/a	yes	Bala Cynwyd, PA\|BALTIMORE, MD	Current employment
P••••••••• P••••••• C•••••• M••••••••• L••	Independent wealth	Aug 15, 2018	n/a	yes	BALA CYNWYD, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1••• A•••••••	P••••••••• P••••••• C•••••• M••••••••• L••	Apr 23, 2018	May 17, 2018	24	Firm change	RIA to new firm
P••••••••• P••••••• C•••••• M••••••••• L••	1••• A•••••••	Dec 31, 2016	Jun 25, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
100:294016:PA:2018-04-23	Apr 23, 2018	May 17, 2018	WEST CONSHOHOCKEN, PA	Firm change

Relationships

Registered with (5)

→ C••••• D•••• A•••• M•••••••••Registered adviserregistration: current employment
Oct 29, 2019 to presentfactForm ADV
→ P••••••••• P••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
May 17, 2018 to Jun 12, 2018factForm ADV
→ 1••• A•••••••Registered adviserregistration: previous registration
Jun 25, 2009 to Apr 23, 2018factForm ADV
→ P••••••••• P••••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a733f01-523c-0228-a836-24a441c0279f
First observed: Nov 8, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.