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I•••••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

I•••••••• C•••••• M••••••••• L•

CRD 287617

BOSTON, MA

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Search this name across graphsid dfx:ria:3a747ee4-2b55-9ea3-541b-abd928495817

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 14
On other graphs: 0
Observed: Apr 13, 2017 to Mar 31, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=2.0
Regulatory AUM: $3.4BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•••••••• M••••• F••• L•	Hedge Fund	$237M	Dec 13, 2024	55	Dec 8, 2017	reported	021-487253

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• B•••••••• R•••••	President	Na	yes	07/2019	Sep 10, 2019	Dec 13, 2024
G••••• D••••••• S••••	Member	C	yes	07/2015	Sep 10, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•••••••• P•••••• F••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.4B	$3.2B	5.8%	$2.5B	11.1%	17	18	0	0

Relationships

Advises (1)

→ I•••••••• M••••• F••• L•Private fundHedge Fund, IA
Dec 8, 2017 to presentfactForm ADV

Affiliated with (2)

← BALTER CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, control
factForm ADV
← BALTER LIQUID ALTERNATIVES, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (8)

Dated events

Occurred
Dec 13, 2024
Control person joined
C••••••••• M•••••• N••••••• H••••• (Chief Compliance Officer) appeared on Schedule A of I•••••••• C•••••• M••••••••• L•
Form ADVobserved 6 days ago
Occurred
Mar 19, 2024
Regulatory AUM changed
I•••••••• C•••••• M••••••••• L• reported RAUM $3.7B, up 50% from $2.5B (2023-03-28 to 2024-03-19)
Form ADVobserved 6 days ago
$1.2B
Occurred
Mar 28, 2023
Regulatory AUM changed
I•••••••• C•••••• M••••••••• L• reported RAUM $2.5B, up 418% from $477.7M (2022-11-21 to 2023-03-28)
Form ADVobserved 6 days ago
$2.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a747ee4-2b55-9ea3-541b-abd928495817
First observed: Apr 13, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.