This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$321MItem 5.F on the latest filing (2019-03-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$321M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

12

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

3

SEC number

801-78740

CRD

169416

Filings on the tape

16

First filed

Oct 23, 2013

Latest filed

Mar 27, 2019

Organised

Limited Liability Company, Delaware

• Occurred

  Oct 23, 2013
  First Form ADV filing

  Balter Liquid Alternatives, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b3eda7d2-ace0-591d-aabe-42eb0f26b315

First observed

Oct 23, 2013

Last observed

Mar 27, 2019 91 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.