DFX Intelligence

A••• D••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

A••• D••••• S••••

Advisor at P•• A••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:3a9bc9ba-47fc-1181-26f4-c2952904a841

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• A••••••• S•••••••• L••	Independent wealth	Nov 21, 2023	n/a	yes	Brentwood, TN\|Bell Buckle, TN\|ALBANY, NY	Current employment
T•••• W•••••	Independent wealth	Jul 15, 2022	Nov 9, 2023	no	BELL BUCKLE, TN\|HIGH POINT, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• W•••••	P•• A••••••• S•••••••• L••	Nov 9, 2023	Nov 21, 2023	12	Firm change	RIA to RIA
P•••••••• A•••••••	T•••• W•••••	Jun 8, 2022	Jul 15, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
10111:320643:TN:2022-06-08	Jun 8, 2022	Jul 15, 2022	MURFREESBORO, TN	Firm change

Relationships

Registered with (3)

→ P•• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 21, 2023 to presentfactForm ADV
→ T•••• W•••••Registered adviserregistration: previous registration
Jul 15, 2022 to Nov 9, 2023factForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Aug 1, 2011 to Jun 8, 2022factForm ADV

Dated events

Occurred
Nov 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a9bc9ba-47fc-1181-26f4-c2952904a841
First observed: Aug 1, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.