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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Brandon Paul Sudo Cepeda

Advisor at CHARLES SCHWAB & CO., INC.

Lone Tree, CO

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Search this name across graphsid dfx:ria:3a9dc2a9-8246-5981-b7f4-bba04951cf72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 24, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 1, 2018
First registration: Oct 24, 2018
Dual registered: yes, broker-dealer
Other names: Brandon Paul Cepeda|BRANDON PAUL SUDO CEPEDA|BRANDON P CEPEDA|Brandon Cepeda
IAPD individual key: 6958223

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 21, 2025	n/a	yes	Lone Tree, CO	Current employment
BAYNTREE WEALTH ADVISORS, LLC	Independent wealth	Feb 26, 2024	Oct 1, 2024	no	SCOTTSDALE, AZ	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Mar 4, 2021	Feb 9, 2024	no	Phoenix, AZ\|Phoenix, AZ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 12, 2019	Oct 8, 2020	no	LAS VEGAS, NV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 24, 2018	Oct 4, 2019	no	Las Vegas, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BAYNTREE WEALTH ADVISORS, LLC	CHARLES SCHWAB & CO., INC.	Oct 1, 2024	Jan 21, 2025	112	Firm change	RIA to ibd
SCHWAB WEALTH ADVISORY, INC.	BAYNTREE WEALTH ADVISORS, LLC	Feb 9, 2024	Feb 26, 2024	17	Firm change	Other
J.P. MORGAN SECURITIES LLC	SCHWAB WEALTH ADVISORY, INC.	Oct 8, 2020	Mar 4, 2021	147	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	J.P. MORGAN SECURITIES LLC	Oct 4, 2019	Nov 12, 2019	39	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ BAYNTREE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 26, 2024 to Oct 1, 2024factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Mar 4, 2021 to Feb 9, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 12, 2019 to Oct 8, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 24, 2018 to Oct 4, 2019factForm ADV

Dated events

Occurred
Oct 1, 2024
Advisor changed firm
Brandon Paul Sudo Cepeda left Bayntree Wealth Advisors, Llc for Charles Schwab & Co., Inc. (registered 2025-01-21)
Form ADVobserved 6 days ago
Occurred
Feb 9, 2024
Advisor changed firm
Brandon Paul Sudo Cepeda left Schwab Wealth Advisory, Inc. for Bayntree Wealth Advisors, Llc (registered 2024-02-26)
Form ADVobserved 6 days ago