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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SALING WEALTH ADVISORS

CARDINAL STRATEGIC WEALTH GUIDANCE, LLC, CRD 283226

LOUISVILLE, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3aa1c57d-9950-803e-187d-552eb13868d0

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 0
Observed: Mar 7, 2016 to Mar 10, 2026
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $618MItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $580M
Private client RAUM: $579MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $68.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 895
Individual clients: 108
High net worth clients: 119
Custody, client assets: $82.9M
SEC number: 801-107417
CRD: 283226
Filings on the tape: 50
First filed: Mar 7, 2016
Latest filed: Mar 10, 2026
Organised: Limited Liability Company, KY
Website: salingwealthadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC JAMES SALING	Certified Financial Planner	LOUISVILLE, KY	10	18	1	no
JASON A STUBER	Chartered Financial Analyst	LOUISVILLE, KY	10	25	3	no
AMY LEE STUBER	Certified Financial Planner	LOUISVILLE, KY	9	20	1	no
Jeffrey Michael Gough	Certified Financial Planner	LOUISVILLE, KY	8	18	2	no
Tendai Kelly Charasika	Certified Financial Planner	LOUISVILLE, KY	6	12	n/a	no
NOAH POLK	Certified Financial Planner	LOUISVILLE, KY	4	12	5	no
MEGAN DANT	n/a	LOUISVILLE, KY	3	16	n/a	no
Christian P Doyle	Certified Financial Planner	LOUISVILLE, KY	2	12	1	no
Kody James Williams	n/a	LOUISVILLE, KY	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Charasika, Tendai, Kelly	CHIEF STRATEGY OFFICER/MEMBER	B	yes	01/2020	Feb 20, 2020	Oct 23, 2024
Gough, Jeffrey, Michael	SENIOR WEALTH ADVISOR	A	yes	02/2022	Mar 18, 2024	Oct 23, 2024
Saling, Emily	CHIEF COMPLIANCE OFFICER	A	yes	04/2016	Mar 7, 2016	Oct 23, 2024
SALING, ERIC, JAMES	CHIEF EXECUTIVE OFFICER	D	yes	02/2022	Apr 20, 2016	Oct 23, 2024
STUBER, AMY, LEE	SENIOR WEALTH ADVISOR	A	yes	02/2022	Mar 18, 2024	Oct 23, 2024
STUBER, JASON, A	CHIEF INVESTMENT OFFICER AND MEMBER	B	yes	04/2016	Apr 20, 2016	Oct 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$618M	$580M	11	9	0	n/a	n/a
2024	Mar 19, 2025	$518M	$490M	11	9	0	n/a	n/a
2023	Mar 18, 2024	$410M	$397M	11	8	0	n/a	n/a
2022	Mar 27, 2023	$363M	$350M	11	8	0	n/a	n/a
2021	Mar 15, 2022	$383M	$370M	10	7	1	n/a	n/a
2020	Mar 23, 2021	$322M	$311M	9	6	1	n/a	n/a
2019	Mar 9, 2020	$286M	$278M	8	5	1	n/a	n/a
2018	Mar 12, 2019	$239M	$226M	8	5	0	n/a	n/a
2017	Mar 12, 2018	$220M	$216M	7	4	0	n/a	n/a
2016	Feb 22, 2017	$182M	$180M	6	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$618M	$518M	19.3%	$363M	19.4%	11	11	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
J.J.B. HILLIARD, W.L. LYONS, LLC	3	Apr 19, 2016	Feb 23, 2017	LOUISVILLE, KY	Team lift out	Other	0.9%

Relationships

Registered with (9)

← Kody James WilliamsAdvisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← Christian P DoyleAdvisorregistration: current employment
Feb 22, 2024 to presentfactForm ADV
← MEGAN DANTAdvisorregistration: current employment
Apr 10, 2023 to presentfactForm ADV
← NOAH POLKAdvisorregistration: current employment
Jun 15, 2022 to presentfactForm ADV
← Tendai Kelly CharasikaAdvisorregistration: current employment
Aug 4, 2020 to presentfactForm ADV
← Jeffrey Michael GoughAdvisorregistration: current employment
May 14, 2018 to presentfactForm ADV
← AMY LEE STUBERAdvisorregistration: current employment
Feb 23, 2017 to presentfactForm ADV
← JASON A STUBERAdvisorregistration: current employment
May 23, 2016 to presentfactForm ADV
← ERIC JAMES SALINGAdvisorregistration: current employment
May 18, 2016 to presentfactForm ADV

Controls (6)

← STUBER, JASON, AOwnerCHIEF INVESTMENT OFFICER AND MEMBER, ownership code B, individual
Apr 20, 2016 to Oct 23, 2024factForm ADV
← STUBER, AMY, LEEOwnerSENIOR WEALTH ADVISOR, ownership code A, individual
Mar 18, 2024 to Oct 23, 2024factForm ADV
← Gough, Jeffrey, MichaelOwnerSENIOR WEALTH ADVISOR, ownership code A, individual
Mar 18, 2024 to Oct 23, 2024factForm ADV
← SALING, ERIC, JAMESOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Apr 20, 2016 to Oct 23, 2024factForm ADV
← Saling, EmilyOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 7, 2016 to Oct 23, 2024factForm ADV
← Charasika, Tendai, KellyOwnerCHIEF STRATEGY OFFICER/MEMBER, ownership code B, individual
Feb 20, 2020 to Oct 23, 2024factForm ADV

Moved with (1)

← J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviser3 advisors, team lift out
Apr 19, 2016 to Feb 23, 2017factForm ADV

Dated events

Occurred
Mar 19, 2025
Regulatory AUM changed
Saling Wealth Advisors reported RAUM $517.6M, up 26% from $410.4M (2024-10-23 to 2025-03-19)
Form ADVobserved 4 days ago
$107M
Occurred
Mar 18, 2024
Control person joined
Lee Amy Stuber (Senior Wealth Advisor) appeared on Schedule A of Saling Wealth Advisors
Form ADVobserved 4 days ago
Occurred
Mar 18, 2024
Control person joined
Michael Jeffrey Gough (Senior Wealth Advisor) appeared on Schedule A of Saling Wealth Advisors
Form ADVobserved 4 days ago
Occurred
Mar 27, 2023
Control person left
Allen James Saling (Chairman, Senior Executive, And Member) no longer on Schedule A of Saling Wealth Advisors (listed 2022-03-15, absent 2023-03-27)
Form ADVobserved 4 days ago
Occurred
Mar 7, 2016
First Form ADV filing
Cardinal Strategic Wealth Guidance, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3aa1c57d-9950-803e-187d-552eb13868d0
First observed: Mar 7, 2016
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SALING WEALTH ADVISORS

CARDINAL STRATEGIC WEALTH GUIDANCE, LLC, CRD 283226

LOUISVILLE, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3aa1c57d-9950-803e-187d-552eb13868d0

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC JAMES SALING

Certified Financial Planner

LOUISVILLE, KY

JASON A STUBER

Chartered Financial Analyst

LOUISVILLE, KY

AMY LEE STUBER

Certified Financial Planner

LOUISVILLE, KY

Jeffrey Michael Gough

Certified Financial Planner

LOUISVILLE, KY

Tendai Kelly Charasika

Certified Financial Planner

LOUISVILLE, KY

n/a

NOAH POLK

Certified Financial Planner

LOUISVILLE, KY

MEGAN DANT

n/a

LOUISVILLE, KY

n/a

Christian P Doyle

Certified Financial Planner

LOUISVILLE, KY

Kody James Williams

n/a

LOUISVILLE, KY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Charasika, Tendai, Kelly

CHIEF STRATEGY OFFICER/MEMBER

yes

01/2020

Feb 20, 2020

Oct 23, 2024

Gough, Jeffrey, Michael

SENIOR WEALTH ADVISOR

yes

02/2022

Mar 18, 2024

Oct 23, 2024

Saling, Emily

CHIEF COMPLIANCE OFFICER

yes

04/2016

Mar 7, 2016

Oct 23, 2024

SALING, ERIC, JAMES

CHIEF EXECUTIVE OFFICER

yes

02/2022

Apr 20, 2016

Oct 23, 2024

STUBER, AMY, LEE

SENIOR WEALTH ADVISOR

yes

02/2022

Mar 18, 2024

Oct 23, 2024

STUBER, JASON, A

CHIEF INVESTMENT OFFICER AND MEMBER

yes

04/2016

Apr 20, 2016

Oct 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$618M

$580M

n/a

2024

Mar 19, 2025

$518M

$490M

n/a

2023

Mar 18, 2024

$410M

$397M

n/a

2022

Mar 27, 2023

$363M

$350M

n/a

2021

Mar 15, 2022

$383M

$370M

n/a

2020

Mar 23, 2021

$322M

$311M

n/a

2019

Mar 9, 2020

$286M

$278M

n/a

2018

Mar 12, 2019

$239M

$226M

n/a

2017

Mar 12, 2018

$220M

$216M

n/a

2016

Feb 22, 2017

$182M

$180M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$618M

$518M

19.3%

$363M

19.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

J.J.B. HILLIARD, W.L. LYONS, LLC

Apr 19, 2016

Feb 23, 2017

LOUISVILLE, KY

Team lift out

Other

0.9%