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RIA / WealthAdvisorCertified Financial Planner12 years in industry

NOAH POLK

Advisor at SALING WEALTH ADVISORS

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:3ecd41ea-32e5-d210-d8af-a3885298009b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SALING WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 30, 2016
First registration: Oct 3, 2016
Dual registered: no
Other names: NOAH WILLIAM POLK
IAPD individual key: 6452602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SALING WEALTH ADVISORS	Independent wealth	Jun 15, 2022	n/a	yes	LOUISVILLE, KY	Current employment
Facet	Independent wealth	Mar 30, 2021	May 6, 2022	no	WEST PALM BEACH, FL\|Louisville, KY	Previous registration
KPP ADVISORY SERVICES LLC	Independent wealth	Dec 17, 2020	Jan 29, 2021	no	LOUISVILLE, KY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 7, 2020	Dec 7, 2020	no	LOUISVILLE, KY	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 18, 2019	Dec 8, 2020	no	LOUISVILLE, KY	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Oct 3, 2016	Oct 18, 2019	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Facet	SALING WEALTH ADVISORS	May 6, 2022	Jun 15, 2022	40	Firm change	RIA to RIA
KPP ADVISORY SERVICES LLC	Facet	Jan 29, 2021	Mar 30, 2021	60	Firm change	RIA to RIA
ROBERT W. BAIRD & CO. INCORPORATED	LPL FINANCIAL LLC	Dec 8, 2020	Dec 7, 2020	-1	Firm change	RIA to ibd
LPL FINANCIAL LLC	KPP ADVISORY SERVICES LLC	Dec 7, 2020	Dec 17, 2020	10	Firm change	Ibd to RIA
J.J.B. HILLIARD, W.L. LYONS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 18, 2019	Oct 18, 2019	0	Bulk transfer	RIA to RIA

Relationships

Registered with (6)

→ SALING WEALTH ADVISORSRegistered adviserregistration: current employment
Jun 15, 2022 to presentfactForm ADV
→ FACETRegistered adviserregistration: previous registration
Mar 30, 2021 to May 6, 2022factForm ADV
→ KPP ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Dec 17, 2020 to Jan 29, 2021factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Oct 18, 2019 to Dec 8, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 7, 2020 to Dec 7, 2020factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Oct 3, 2016 to Oct 18, 2019factForm ADV

Dated events

Occurred
May 6, 2022
Advisor changed firm
Noah Polk left Facet for Saling Wealth Advisors (registered 2022-06-15)
Form ADVobserved 5 days ago