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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JEFFREY SCOTT BROADDUS

Advisor at ISC ADVISORS, INC.

DALLAS, TX

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Search this name across graphsid dfx:ria:3aa32488-01ee-0c8c-6751-8d39b3788ad4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 24, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ISC ADVISORS, INC.
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 6, 2014
First registration: Feb 24, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 6320443

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ISC ADVISORS, INC.	Mixed wealth	Oct 11, 2023	n/a	yes	DALLAS, TX	Current employment
MMA SECURITIES LLC	No RAUM reported	Jan 8, 2020	Oct 12, 2023	no	Dallas, TX\|Minneapolis, MN	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	May 13, 2022	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 24, 2015	Jul 13, 2018	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MMA SECURITIES LLC	ISC ADVISORS, INC.	Oct 12, 2023	Oct 11, 2023	-1	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	MMA SECURITIES LLC	May 13, 2022	Jan 8, 2020	-856	Firm change after gap	Other
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (4)

→ ISC ADVISORS, INC.Registered adviserregistration: current employment
Oct 11, 2023 to presentfactForm ADV
→ MMA SECURITIES LLCRegistered adviserregistration: previous registration
Jan 8, 2020 to Oct 12, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to May 13, 2022factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 24, 2015 to Jul 13, 2018factForm ADV

Dated events

Occurred
Oct 12, 2023
Advisor changed firm
Jeffrey Scott Broaddus left Mma Securities Llc for Isc Advisors, Inc. (registered 2023-10-11)
Form ADVobserved 6 days ago
Occurred
May 13, 2022
Advisor changed firm
Jeffrey Scott Broaddus left Fidelity Personal And Workplace Advisors for Mma Securities Llc (registered 2020-01-08)
Form ADVobserved 6 days ago