RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Jeffrey Scott Broaddus
- Title
- VP of Operationsreportediscgroup.comfirm site, Sep 15, 2026
- Professional profile
- iscgroup.com/leadership/jeff-broaddusreportediscgroup.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Isc Advisors, Inc. mixed wealth currentsince Oct 11, 2023 · Dallas, Tx
- Mma Securities LLC no RAUMJan 8, 2020 to Oct 12, 2023 · Dallas, Tx
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to May 13, 2022 · Boston, Ma
- Strategic Advisers LLC national BDFeb 24, 2015 to Jul 13, 2018 · Westlake, Tx
- Mma Securities LLC to Isc Advisors, Inc.left Oct 12, 2023, registered Oct 11, 2023 (-1 days) · Other
- Fidelity Personal And Workplace Advisors to Mma Securities LLCleft May 13, 2022, registered Jan 8, 2020 (-856 days) · Other
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Jeffrey Scott Broaddus left Mma Securities Llc for Isc Advisors, Inc. (registered 2023-10-11)Oct 12, 2023 · Advisor changed firm · fact
- Jeffrey Scott Broaddus left Fidelity Personal And Workplace Advisors for Mma Securities Llc (registered 2020-01-08)May 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address