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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
HUNT VALLEY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Apr 2, 2024 | n/a | yes | HUNT VALLEY, MD | Current employment |
| COURT PLACE ADVISORS LLC | Former SEC adviser | Oct 26, 2021 | Feb 6, 2024 | no | ELLICOTT CITY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COURT PLACE ADVISORS LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Feb 6, 2024 | Apr 2, 2024 | 56 | Firm change | RIA to ibd |