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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

COURT PLACE ADVISORS LLC

CRD 108545

ELLICOTT CITY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a17d5df6-ffda-590f-e528-a622f10580a2

Data as of Feb 13, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 9
On other graphs: 0
Observed: Mar 29, 2012 to Feb 13, 2025
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $376MItem 5.F on the latest filing (2025-02-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $374M
Private client RAUM: $352MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 284
Individual clients: 164
High net worth clients: 109
Custody, client assets: $20.9M
SEC number: 801-57317
CIK: 1566113
CRD: 108545
Filings on the tape: 30
First filed: Mar 29, 2012
Latest filed: Feb 13, 2025
Organised: Limited Liability Company, MD
Website: courtplaceadvisors.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SANTRY, JOHN, FRANCIS	PRINCIPAL, CCO, IAR	E	yes	01/2021	Mar 29, 2012	Sep 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROBERT J. WIEDER	n/a	n/a	n/a	N	no	n/a
WILLIAM P. CHLAN	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Towson	Md	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 13, 2025	$376M	$374M	7	4	2	n/a	n/a
2023	Mar 20, 2024	$378M	$376M	7	4	2	n/a	n/a
2022	Mar 27, 2023	$347M	$347M	8	5	2	n/a	n/a
2021	Mar 29, 2022	$448M	$446M	10	7	3	n/a	n/a
2020	Mar 31, 2021	$382M	$381M	10	6	2	n/a	n/a
2019	Mar 16, 2020	$358M	$335M	7	7	1	n/a	n/a
2018	Mar 26, 2019	$293M	$274M	6	6	1	n/a	n/a
2017	Mar 22, 2018	$312M	$293M	10	10	4	n/a	n/a
2016	Mar 29, 2017	$257M	$242M	8	8	n/a	n/a	n/a
2015	Mar 24, 2016	$216M	$202M	7	6	n/a	n/a	n/a
2014	Mar 10, 2015	$211M	$198M	7	5	n/a	n/a	n/a
2013	Mar 25, 2014	$190M	$178M	6	5	n/a	n/a	n/a
2012	Mar 15, 2013	$150M	$141M	6	4	n/a	n/a	n/a
2011	Mar 29, 2012	$137M	$127M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	1	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$376M	$378M	-0.5%	$448M	-5.7%	7	7	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MAI CAPITAL MANAGEMENT, LLC	3	Dec 1, 2025	Dec 16, 2025	ELLICOTT CITY, MD	Firm absorbed	RIA to RIA	75.0%
BESTGATE WEALTH ADVISORS, LLC	2	Feb 19, 2019	Jun 17, 2019	ANNAPOLIS, MD	Team lift out	RIA to RIA	50.0%
SUREPATH WEALTH MANAGEMENT	2	May 25, 2018	Jun 15, 2018	ELLICOTT CITY, MD	Team lift out	Other	28.6%

Relationships

Moved with (2)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviser3 advisors, firm absorbed, same day
Dec 1, 2025 to Dec 16, 2025factForm ADV
→ BESTGATE WEALTH ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Feb 19, 2019 to Jun 17, 2019factForm ADV

Registered with (14)

← WILLIAM PAUL CHLANAdvisorregistration: previous registration
May 9, 2008 to Dec 1, 2025factForm ADV
← JAMES GREGORY SWEETAdvisorregistration: previous registration
Oct 25, 2019 to Dec 1, 2025factForm ADV
← Michael Ross GoldenAdvisorregistration: previous registration
Oct 23, 2024 to Dec 1, 2025factForm ADV
← JOHN FRANCIS SANTRYAdvisorregistration: previous registration
Feb 17, 1999 to Dec 1, 2025factForm ADV
← Gregory Joseph AkersAdvisorregistration: previous registration
Oct 26, 2021 to Feb 6, 2024factForm ADV
← GLEN EDWARD FROSTAdvisorregistration: previous registration
Mar 14, 2016 to Feb 19, 2019factForm ADV
← Joseph Thomas HillAdvisorregistration: previous registration
Jan 4, 2017 to Feb 19, 2019factForm ADV
← Benjamin Henry DorseyAdvisorregistration: previous registration
Nov 30, 2015 to Jun 4, 2018factForm ADV
← Matthew Robert CostaAdvisorregistration: previous registration
Jan 25, 2018 to May 25, 2018factForm ADV
← Timothy Michael StolzAdvisorregistration: previous registration
Jan 4, 2018 to May 25, 2018factForm ADV
← ANDREW CORWINE DAVISAdvisorregistration: previous registration
Feb 2, 2010 to Dec 31, 2011factForm ADV
← JUSTIN T TAILLONAdvisorregistration: previous registration
Mar 4, 2010 to Dec 31, 2011factForm ADV
← HARVEY CLIFFORD BYRDAdvisorregistration: previous registration
Aug 17, 2006 to Dec 31, 2008factForm ADV
← Mycha Morgan MarshallAdvisorregistration: previous registration
Jan 1, 2002 to Dec 31, 2004factForm ADV

Controls (1)

← SANTRY, JOHN, FRANCISOwnerPRINCIPAL, CCO, IAR, ownership code E, individual
Mar 29, 2012 to Sep 17, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 1, 2025
Firm absorbed
Court Place Advisors LLC's advisors moved to Mai Capital Management, LLC (Ellicott City, MD): 3 of 4 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Dec 1, 2025
Advisor changed firm
Michael Ross Golden left Court Place Advisors Llc for Mai Capital Management, Llc (registered 2025-11-25)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2025
Advisor changed firm
James Gregory Sweet left Court Place Advisors Llc for Mai Capital Management, Llc (registered 2025-12-16)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2025
Advisor changed firm
John Francis Santry left Court Place Advisors Llc for Mai Capital Management, Llc (registered 2026-01-02)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2025
Advisor changed firm
William Paul Chlan left Court Place Advisors Llc for Mai Capital Management, Llc (registered 2025-11-25)
Form ADVobserved 4 days ago
Occurred
Feb 6, 2024
Advisor changed firm
Gregory Joseph Akers left Court Place Advisors Llc for Stifel, Nicolaus & Company, Incorporated (registered 2024-04-02)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person left
James Robert Wieder (Member) no longer on Schedule A of Court Place Advisors Llc (listed 2020-06-25, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person left
Mary Bernadette Zabel (Chief Compliance Officer) no longer on Schedule A of Court Place Advisors Llc (listed 2020-06-25, absent 2021-03-31)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Court Place Advisors Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $375.9M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a17d5df6-ffda-590f-e528-a622f10580a2
First observed: Mar 29, 2012
Last observed: Feb 13, 2025 19 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COURT PLACE ADVISORS LLC

CRD 108545

ELLICOTT CITY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a17d5df6-ffda-590f-e528-a622f10580a2

Data as of Feb 13, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SANTRY, JOHN, FRANCIS

PRINCIPAL, CCO, IAR

yes

01/2021

Mar 29, 2012

Sep 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROBERT J. WIEDER

n/a

WILLIAM P. CHLAN

n/a

City

State

Country

Employees

Also broker-dealer

Towson

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Feb 13, 2025

$376M

$374M

n/a

2023

Mar 20, 2024

$378M

$376M

n/a

2022

Mar 27, 2023

$347M

n/a

2021

Mar 29, 2022

$448M

$446M

n/a

2020

Mar 31, 2021

$382M

$381M

n/a

2019

Mar 16, 2020

$358M

$335M

n/a

2018

Mar 26, 2019

$293M

$274M

n/a

2017

Mar 22, 2018

$312M

$293M

n/a

2016

Mar 29, 2017

$257M

$242M

n/a

2015

Mar 24, 2016

$216M

$202M

n/a

2014

Mar 10, 2015

$211M

$198M

n/a

2013

Mar 25, 2014

$190M

$178M

n/a

2012

Mar 15, 2013

$150M

$141M

n/a

2011

Mar 29, 2012

$137M

$127M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$376M

$378M

-0.5%

$448M

-5.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MAI CAPITAL MANAGEMENT, LLC

Dec 1, 2025

Dec 16, 2025

ELLICOTT CITY, MD

Firm absorbed

RIA to RIA

75.0%

BESTGATE WEALTH ADVISORS, LLC

Feb 19, 2019

Jun 17, 2019

ANNAPOLIS, MD

Team lift out

RIA to RIA

50.0%

SUREPATH WEALTH MANAGEMENT

May 25, 2018

Jun 15, 2018

ELLICOTT CITY, MD

Team lift out

Other

28.6%