DFX Intelligence

D••••••• G••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)27 years in industry

D••••••• G••••• D••••

Advisor at T••••••• I••••••••• M•••••••••

MADISON, WI | Lakeland, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3abf890c-ba35-29d5-77d9-f63ee15625fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M•••••••••	Institutional manager	May 7, 2026	n/a	yes	MADISON, WI\|Lakeland, FL	Current employment
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Aug 22, 2022	Apr 16, 2026	no	COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• I••••••••• A•••••••• L••	T••••••• I••••••••• M•••••••••	Apr 16, 2026	May 7, 2026	21	Firm change	Other
P••••••• C•••••• A••••••• C•••••••••	N••••••••• I••••••••• A•••••••• L••	Aug 19, 2022	Aug 22, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
142373:155172:OH:2021-10-29	Oct 29, 2021	Nov 12, 2021	COLUMBUS, OH	Firm change

Relationships

Registered with (4)

→ T••••••• I••••••••• M•••••••••Registered adviserregistration: current employment
May 7, 2026 to presentfactForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 22, 2022 to Apr 16, 2026factForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Nov 12, 2021 to Aug 19, 2022factForm ADV
→ N••••••••• I••••••••• S••••••• C•••••••••

Dated events

Occurred
Apr 16, 2026
Advisor changed firm
D••••••• G••••• D•••• left N••••••••• I••••••••• A•••••••• L•• for T••••••• I••••••••• M••••••••• (registered 2026-05-07)
Form ADVobserved 7 days ago
Occurred
Aug 19, 2022
Advisor changed firm
D••••••• G••••• D•••• left P••••••• C•••••• A••••••• C••••••••• for N••••••••• I••••••••• A•••••••• L•• (registered 2022-08-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3abf890c-ba35-29d5-77d9-f63ee15625fe
First observed: May 31, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.