DFX Intelligence

P••••• C•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

P••••• C•••••• H•••••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | San Diego, CA

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Search this name across graphsid dfx:ria:3ac0f9fd-3ae9-578d-a88d-4737cb0a51a1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 7, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 24, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jul 20, 2023	n/a	yes	NEWPORT BEACH, CA\|San Diego, CA	Current employment
W•••••••• P•••••••• L••	Independent wealth	Jan 20, 2022	Jul 18, 2023	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• P•••••••• L••	B••••• P••••• A•••••••• L••	Jul 18, 2023	Jul 20, 2023	2	Firm change	RIA to RIA
L•••	W•••••••• P•••••••• L••	Oct 5, 2021	Jan 20, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
133358:111052:MN:2019-05-02	May 2, 2019	Sep 9, 2019	MINNEAPOLIS, MN	Firm change

Relationships

Registered with (6)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jul 20, 2023 to presentfactForm ADV
→ W•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 20, 2022 to Jul 18, 2023factForm ADV
→ L•••Registered adviserregistration: previous registration
Jun 22, 2021 to Oct 5, 2021factForm ADV
→ C•••••••• F••••••••• I•••

Dated events

Occurred
Jul 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ac0f9fd-3ae9-578d-a88d-4737cb0a51a1
First observed: Jul 7, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.