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CRD 158857
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL JOSEPH AMASH | n/a | LOS ANGELES, CA | 14 | 34 | 1 | no |
| SEAN CHRISTIAN CAUVEL | Certified Financial Planner | LOS ANGELES, CA | 14 | 30 | 1 | no |
| JAMES EDGAR BERLINER | n/a | LOS ANGELES, CA | 14 | 36 | 1 | no |
| MICHAEL THOMAS CANNONE | n/a | LOS ANGELES, CA | 14 | 21 | 1 | no |
| TERRENCE MICHAEL DEMOREST | n/a | LOS ANGELES, CA | 14 | 21 | 2 | no |
| DIMITRI JIMMY KRIKELAS | n/a | LOS ANGELES, CA | 14 | 16 | 1 | no |
| CHRISTOPHER MILES WERNER | n/a | LOS ANGELES, CA | 14 | 20 | 1 | no |
| DENNIS WEE | n/a | LOS ANGELES, CA | 14 | 18 | 1 | no |
| TODD ANDREW GOLDMAN | Certified Financial Planner | Los Angeles, CA | 10 | 19 | 3 | no |
| DENIS JOHN MASSEY | n/a | Los Angeles, CA | 9 | 23 | n/a | no |
| VICTORIA ASHLEIGH DYSON | n/a | LOS ANGELES, CA | 9 | 11 | 2 | no |
| ARIELLE E ANDERSON | n/a | Los Angeles, CA | 9 | 18 | n/a | no |
| TIMOTHY DAVID LONERGAN | Certified Financial Planner | LOS ANGELES, CA | 5 | 11 | 3 | no |
| Dylan Louisa Wensley | n/a | LOS ANGELES, CA | 4 | 15 | n/a | no |
| Eric Yong-Sean Lin | n/a | LOS ANGELES, CA | 3 | 10 | n/a | no |
| Julie Ann Yoon | Certified Financial Planner | LOS ANGELES, CA | 3 | 14 | n/a | no |
| Michael Stanley Burr | n/a | LOS ANGELES, CA | 3 | 13 | 3 | no |
| Natalie Jeanne-Marie Glover | n/a | LOS ANGELES, CA | 2 | 11 | n/a | no |
| SEAN PATRICK SUGRUE | n/a | LOS ANGELES, CA | 2 | 10 | n/a | no |
| Joshua R Fredendall | n/a | LOS ANGELES, CA | 2 | 10 | 2 | no |
| Sarah Mushtaq Chhotani | n/a | LOS ANGELES, CA | 1 | 11 | n/a | no |
| Samuel Gordon Thomas Attianese | n/a | LOS ANGELES, CA | 1 | 12 | n/a | no |
| SCOTT HENRIK FELLMETH | n/a | LOS ANGELES, CA | 1 | 17 | 2 | no |
| Cory M Davenport | Certified Financial Planner | LOS ANGELES, CA | 1 | 13 | n/a | no |
| Isaak Allan Ottmar | n/a | LOS ANGELES, CA | 1 | 19 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ASEAN CHINA INVESTMENT FUND II L.P. | Private Equity Fund | $149M | Mar 23, 2012 | 18 | Mar 23, 2012 | dropped | 021-137433 |
| ASEAN CHINA INVESTMENT FUND I L.P. | Private Equity Fund | $12.1M | Mar 23, 2012 | 15 | Mar 23, 2012 | dropped | 021-999999 |
| WESTMOUNT CAPITAL PARTNERS, LP | Other Private Fund | $125,077 | Feb 9, 2024 | 1 | Mar 23, 2012 | dropped | 021-9999999 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AMASH, MICHAEL, JOSEPH | PRESIDENT CHIEF COMPLIANCE OFFICER | Na | yes | 01/2022 | May 15, 2026 | May 15, 2026 |
| BERLINER, JAMES, EDGAR | Chairman | Na | yes | 01/2022 | May 15, 2026 | May 15, 2026 |
| CAUVEL, SEAN, CHRISTIAN | MANAGING PARTNER | Na | yes | 01/2022 | May 15, 2026 | May 15, 2026 |
| TEMPERANCE WEALTH PARTNERS LP | Owner | C | yes | 01/2018 | May 15, 2026 | May 15, 2026 |
| WESTMOUNT ASSET MANAGEMENT, | MANAGING MEMBER | D | yes | 09/2011 | May 15, 2026 | May 15, 2026 |
| BERLINER, JAMES, EDGAR | Chairman | D | yes | 01/2022 | Mar 23, 2012 | Feb 9, 2024 |
| JDS TPLP TRUST | LIMIED PARTNER, OWNER | E | yes | 10/2014 | Mar 30, 2018 | Feb 9, 2024 |
| SELTZER, JASON, ADAM | VICE PRESIDENT, TEMPERANCE PARTNERS INC. | F | yes | 10/2019 | Mar 27, 2020 | Feb 9, 2024 |
| SORBARA, JULIA, CATHERINE | Trustee | C | yes | 03/2011 | Mar 30, 2018 | Feb 9, 2024 |
| SORBARA, PAUL, JOSEPH | VICE PRESIDENT | F | yes | 01/2011 | Mar 30, 2018 | Feb 9, 2024 |
| SORBARA, PAUL, JOSEPH | VICE PRESIDENT | F | yes | 10/2015 | Mar 30, 2018 | Feb 9, 2024 |
| SORBARA, PAUL, JOSEPH | Trustee | C | yes | 03/2011 | Mar 30, 2018 | Feb 9, 2024 |
| SORBARA, THOMAS, ANTHONY | Trustee | C | yes | 03/2011 | Mar 30, 2018 | Feb 9, 2024 |
| TEMPERANCE PARTNERS (CANADA) LIMITED PARTNERSHIP II | SHARE-HOLDER OWNER | E | yes | 10/2015 | Mar 30, 2018 | Feb 9, 2024 |
| TEMPERANCE PARTNERS GP I LIMITED | GENERAL PARTNER | F | yes | 06/2015 | Mar 30, 2018 | Feb 9, 2024 |
| TEMPERANCE PARTNERS INC. | Owner | E | yes | 10/2015 | Mar 30, 2018 | Feb 9, 2024 |
| TEMPERANCE WEALTH PARTNERS INC. | GENERAL PARTNER | Na | yes | 01/2018 | Mar 30, 2018 | Feb 9, 2024 |
| TICE, KEVIN, DOUGLAS | President | F | yes | 10/2015 | Mar 30, 2018 | Feb 9, 2024 |
| TICE, KEVIN, DOUGLAS | President | F | yes | 01/2011 | Mar 30, 2018 | Feb 9, 2024 |
| WERNER, CHRISTOPHER, MILES | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | Na | yes | 09/2011 | Mar 23, 2012 | Feb 9, 2024 |
| WESTMOUNT ASSET MANAGEMENT, INC. | MANAGING MEMBER | D | yes | 09/2011 | Mar 23, 2012 | Feb 9, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| UOB CAPITAL PARTNERS LLC | n/a | n/a | n/a | N | yes | n/a |
| WCP MANAGEMENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| EL SEGUNDO | CA | United States | 3 | no |
| NEWPORT BEACH | CA | United States | 1 | no |
| Pasadena | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $6.5B | $6.5B | 39 | 18 | 1 | n/a | n/a |
| 2024 | Mar 28, 2025 | $5.2B | $5.2B | 39 | 18 | 1 | 1 | n/a |
| 2023 | Feb 9, 2024 | $4.3B | $4.2B | 39 | 18 | 3 | 1 | $125,077 |
| 2022 | Mar 28, 2023 | $3.6B | $3.0B | 39 | 22 | 3 | 1 | $227,249 |
| 2021 | Mar 24, 2022 | $3.8B | $3.5B | 33 | 19 | 3 | 1 | $227,249 |
| 2020 | Mar 22, 2021 | $3.1B | $3.1B | 33 | 19 | 3 | 1 | $229,436 |
| 2019 | Mar 27, 2020 | $3.1B | $3.0B | 30 | 16 | 3 | 1 | $256,416 |
| 2018 | Mar 28, 2019 | $2.6B | $2.6B | 30 | 16 | 2 | 1 | $496,547 |
| 2017 | Mar 30, 2018 | $2.5B | $2.3B | 31 | 16 | 0 | 1 | $498,435 |
| 2016 | Mar 13, 2017 | $2.1B | $2.1B | 27 | 12 | n/a | 1 | $562,093 |
| 2015 | Mar 23, 2016 | $2.0B | $1.9B | 25 | 12 | n/a | 1 | $711,981 |
| 2014 | Mar 30, 2015 | $1.8B | $1.8B | 23 | 12 | n/a | 1 | $1.3M |
| 2013 | Mar 31, 2014 | $1.7B | $1.7B | 21 | 12 | n/a | 1 | $2.0M |
| 2012 | Feb 26, 2013 | $1.4B | $1.4B | 21 | 13 | n/a | 1 | $2.0M |
| 2011 | Mar 23, 2012 | $1.2B | $1.2B | n/a | n/a | n/a | 3 | $163M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.9B | $5.2B | 14.1% | $3.6B | 18.5% | 39 | 39 | 1 | 1 |