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Advisor at LEVEL FOUR ADVISORY SERVICES
Greenville, NC | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEVEL FOUR CAPITAL MANAGEMENT | Independent wealth | Nov 23, 2019 | n/a | yes | Greenville, NC | Current employment |
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Feb 9, 2015 | n/a | yes | DALLAS, TX|Greenville, NC | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 1, 2005 | Feb 4, 2015 | no | LAGRANGE, NC|LEGRANGE, NC | Previous registration |
| MONY SECURITIES CORPORATION | n/a | Feb 23, 2005 | Jun 1, 2005 | no | LAGRANGE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | LEVEL FOUR ADVISORY SERVICES | Feb 4, 2015 | Feb 9, 2015 | 5 | Firm change | Other |
| MONY SECURITIES CORPORATION | EQUITABLE ADVISORS, LLC | Jun 1, 2005 | Jun 1, 2005 | 0 | Bulk transfer | Other |