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RIA / WealthAdvisorChartered Financial Analyst25 years in industry

WILLIAM M FITZGERALD

Advisor at FITZGERALD ASSET MANAGEMENT, LLC

KENILWORTH, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Jul 27, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

William M Fitzgerald

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FITZGERALD ASSET MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Jun 4, 2001
First registration: Jul 27, 2001
Dual registered: no
Other names: Bill Fitzgerald
IAPD individual key: 1874155

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FITZGERALD ASSET MANAGEMENT, LLC	State registered	Aug 30, 2023	n/a	yes	KENILWORTH, IL	Current employment
Zcm	Former SEC adviser	Jul 26, 2021	Sep 18, 2023	no	CHICAGO, IL	Previous registration
FITZGERALD ASSET MANAGEMENT, LLC	State registered	Sep 14, 2012	Jun 25, 2021	no	KENILWORTH, IL	Previous registration
NUVEEN INVESTMENTS ADVISERS, LLC	Former SEC adviser	Apr 24, 2006	Apr 2, 2008	no	CHICAGO, IL	Previous registration
NUVEEN FUND ADVISORS, LLC	Asset manager	Jul 27, 2001	Apr 2, 2008	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Zcm	FITZGERALD ASSET MANAGEMENT, LLC	Sep 18, 2023	Aug 30, 2023	-19	Firm change	Other
FITZGERALD ASSET MANAGEMENT, LLC	Zcm	Jun 25, 2021	Jul 26, 2021	31	Firm change	Other
NUVEEN FUND ADVISORS, LLC	NUVEEN INVESTMENTS ADVISERS, LLC	Apr 2, 2008	Apr 24, 2006	-709	Firm change after gap	Other
NUVEEN INVESTMENTS ADVISERS, LLC	FITZGERALD ASSET MANAGEMENT, LLC	Apr 2, 2008	Sep 14, 2012	1,626	Firm change after gap	Other

Relationships

Registered with (4)

→ FITZGERALD ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 14, 2012 to Jun 25, 2021factForm ADV
→ ZCMRegistered adviserregistration: previous registration
Jul 26, 2021 to Sep 18, 2023factForm ADV
→ NUVEEN FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 27, 2001 to Apr 2, 2008factForm ADV
→ NUVEEN INVESTMENTS ADVISERS, LLCRegistered adviserregistration: previous registration
Apr 24, 2006 to Apr 2, 2008factForm ADV

Dated events

Occurred
Sep 18, 2023
Advisor changed firm
William M Fitzgerald left Zcm for Fitzgerald Asset Management, Llc (registered 2023-08-30)
Form ADVobserved 4 days ago