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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PRUDENT INVESTORS

PRUDENT INVESTORS NETWORK, INC., CRD 127284

LAKE FOREST, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3affbb7b-9e4f-1c62-b3f4-aab259c0c0b8

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Jan 18, 2012 to Apr 30, 2026
49 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $516MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $516M
Private client RAUM: $516MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $172Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 670
Individual clients: 514
High net worth clients: 156
Custody, client assets: $23.3M
SEC number: 801-79432
CIK: 1766005
CRD: 127284
Filings on the tape: 49
First filed: Jan 18, 2012
Latest filed: Apr 30, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JARED CHEUNG-YI ONG	n/a	LAKE FOREST, CA	14	16	n/a	no
Jeremy Le Van Lau	n/a	LAKE FOREST, CA	9	15	n/a	no
ANNA YEN KIM	Certified Financial Planner\|Chartered Financial Analyst	LAKE FOREST, CA \| MISSION VIEJO, CA	2	22	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Lau, Jeremy, Le Van	CHIEF EXECUTIVE OFFICER	E	yes	01/2023	Jun 28, 2017	Aug 1, 2024
ONG, JARED, CHEUNG-YI	Principal	Na	yes	01/2023	Jan 18, 2012	Aug 1, 2024
ONG, TED, HOP	Principal	Na	yes	01/2021	Jan 18, 2012	Aug 1, 2024
WILLIAMSON, ELISA, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	12/2018	Jan 18, 2012	Aug 1, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$516M	$516M	8	3	0	n/a	n/a
2024	Mar 27, 2025	$409M	$409M	8	4	0	n/a	n/a
2023	Feb 26, 2024	$295M	$295M	5	3	0	n/a	n/a
2022	Feb 23, 2023	$238M	$238M	6	4	0	n/a	n/a
2021	Feb 28, 2022	$245M	$245M	6	4	1	n/a	n/a
2020	Feb 24, 2021	$179M	$179M	6	4	1	n/a	n/a
2019	Feb 19, 2020	$150M	$150M	4	3	1	n/a	n/a
2018	Jan 27, 2019	$116M	$116M	4	3	1	n/a	n/a
2017	Mar 8, 2018	$120M	$120M	4	3	0	n/a	n/a
2016	Mar 13, 2017	$118M	$118M	4	3	n/a	n/a	n/a
2015	Mar 11, 2016	$113M	$113M	4	3	n/a	n/a	n/a
2014	Mar 10, 2015	$108M	$108M	4	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$516M	$409M	26.0%	$238M	29.4%	8	8	0	0

Relationships

Registered with (4)

← ANNA YEN KIMAdvisorregistration: current employment
Jul 8, 2024 to presentfactForm ADV
← Jeremy Le Van LauAdvisorregistration: current employment
Jun 21, 2017 to presentfactForm ADV
← JARED CHEUNG-YI ONGAdvisorregistration: current employment
Jan 9, 2012 to presentfactForm ADV
← Kerrie A Doughty-LloydAdvisorregistration: previous registration
Feb 23, 2021 to Apr 12, 2023factForm ADV

Controls (4)

← ONG, TED, HOPOwnerPRINCIPAL, ownership code NA, individual
Jan 18, 2012 to Aug 1, 2024factForm ADV
← ONG, JARED, CHEUNG-YIOwnerPRINCIPAL, ownership code NA, individual
Jan 18, 2012 to Aug 1, 2024factForm ADV
← WILLIAMSON, ELISA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 18, 2012 to Aug 1, 2024factForm ADV
← Lau, Jeremy, Le VanOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Jun 28, 2017 to Aug 1, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Prudent Investors reported RAUM $515.8M, up 26% from $409.3M (2026-02-04 to 2026-03-30)
Form ADVobserved 4 days ago
$107M
Occurred
Mar 27, 2025
Regulatory AUM changed
Prudent Investors reported RAUM $409.3M, up 39% from $295.4M (2024-08-01 to 2025-03-27)
Form ADVobserved 4 days ago
$114M
Occurred
Sep 6, 2023
Control person joined
Cheung-Yi Jared Ong (Principal) appeared on Schedule A of Prudent Investors
Form ADVobserved 4 days ago
Occurred
Apr 12, 2023
Advisor changed firm
Kerrie A Doughty-Lloyd left Prudent Investors for Index Fund Advisors, Inc. (registered 2023-04-13)
Form ADVobserved 4 days ago
Occurred
Jan 27, 2019
Control person joined
Marie Elisa Williamson (Chief Compliance Officer) appeared on Schedule A of Prudent Investors
Form ADVobserved 4 days ago
Occurred
Mar 18, 2014
First Form ADV filing
Prudent Investors Network, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3affbb7b-9e4f-1c62-b3f4-aab259c0c0b8
First observed: Jan 18, 2012
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRUDENT INVESTORS

PRUDENT INVESTORS NETWORK, INC., CRD 127284

LAKE FOREST, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3affbb7b-9e4f-1c62-b3f4-aab259c0c0b8

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JARED CHEUNG-YI ONG

n/a

LAKE FOREST, CA

n/a

Jeremy Le Van Lau

n/a

LAKE FOREST, CA

n/a

ANNA YEN KIM

Certified Financial Planner|Chartered Financial Analyst

LAKE FOREST, CA | MISSION VIEJO, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Lau, Jeremy, Le Van

CHIEF EXECUTIVE OFFICER

yes

01/2023

Jun 28, 2017

Aug 1, 2024

ONG, JARED, CHEUNG-YI

Principal

yes

01/2023

Jan 18, 2012

Aug 1, 2024

ONG, TED, HOP

Principal

yes

01/2021

Jan 18, 2012

Aug 1, 2024

WILLIAMSON, ELISA, MARIE

CHIEF COMPLIANCE OFFICER

yes

12/2018

Jan 18, 2012

Aug 1, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$516M

n/a

2024

Mar 27, 2025

$409M

n/a

2023

Feb 26, 2024

$295M

n/a

2022

Feb 23, 2023

$238M

n/a

2021

Feb 28, 2022

$245M

n/a

2020

Feb 24, 2021

$179M

n/a

2019

Feb 19, 2020

$150M

n/a

2018

Jan 27, 2019

$116M

n/a

2017

Mar 8, 2018

$120M

n/a

2016

Mar 13, 2017

$118M

n/a

2015

Mar 11, 2016

$113M

n/a

2014

Mar 10, 2015

$108M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$516M

$409M

26.0%

$238M

29.4%