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RIA / WealthAdvisor35 years in industry

Kerrie A Doughty-Lloyd

Advisor at INDEX FUND ADVISORS, INC.

IRVINE, CA

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Search this name across graphsid dfx:ria:602ff11e-0da1-ce37-be18-da85f119ac41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 29, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEX FUND ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S65|S63
First exam: May 17, 1991
First registration: Aug 29, 2019
Dual registered: no
Other names: KERRIE A ALLEN|KERRIE ANN ALLEN|Kerrie A Doughty|KERRIE ANN DOUGHTY|KERRIE A. ST.AMANT|KERRIE A LLOYD|Kerrie Ann Doughty-Lloyd
IAPD individual key: 1128795

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEX FUND ADVISORS, INC.	Independent wealth	Apr 13, 2023	n/a	yes	IRVINE, CA	Current employment
PRUDENT INVESTORS	Independent wealth	Feb 23, 2021	Apr 12, 2023	no	Ladera Ranch, CA\|LAKE FOREST, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 19, 2019	Feb 18, 2021	no	NEW YORK, NY\|NEWPORT BEACH, CA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Aug 29, 2019	Sep 13, 2019	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUDENT INVESTORS	INDEX FUND ADVISORS, INC.	Apr 12, 2023	Apr 13, 2023	1	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRUDENT INVESTORS	Feb 18, 2021	Feb 23, 2021	5	Firm change	Wirehouse to RIA
PRUCO SECURITIES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 13, 2019	Dec 19, 2019	97	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ INDEX FUND ADVISORS, INC.Registered adviserregistration: current employment
Apr 13, 2023 to presentfactForm ADV
→ PRUDENT INVESTORSRegistered adviserregistration: previous registration
Feb 23, 2021 to Apr 12, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 19, 2019 to Feb 18, 2021factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 29, 2019 to Sep 13, 2019factForm ADV

Dated events

Occurred
Apr 12, 2023
Advisor changed firm
Kerrie A Doughty-Lloyd left Prudent Investors for Index Fund Advisors, Inc. (registered 2023-04-13)
Form ADVobserved 4 days ago