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Advisor at PRIVATE ADVISOR GROUP, LLC
La Quinta, CA | Irvine, CA | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Aug 4, 2022 | n/a | yes | Irvine, CA|MORRISTOWN, NJ|La Quinta, CA | Current employment |
| AK FINANCIAL GROUP | Former SEC adviser | Jul 7, 2015 | Dec 22, 2022 | no | IRVINE, CA | Previous registration |
| MUTUAL SERVICE CORPORATION | n/a | Aug 4, 2003 | Sep 8, 2009 | no | IRVINE, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Aug 24, 1999 | Aug 1, 2003 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AK FINANCIAL GROUP | PRIVATE ADVISOR GROUP, LLC | Dec 22, 2022 | Aug 4, 2022 | -140 | Firm change after gap | RIA to ibd |
| MUTUAL SERVICE CORPORATION | AK FINANCIAL GROUP | Sep 8, 2009 | Jul 7, 2015 | 2,128 | Firm change after gap | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | MUTUAL SERVICE CORPORATION | Aug 1, 2003 | Aug 4, 2003 | 3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 130338:155216:CA:2022-12-22 | Dec 22, 2022 | Aug 4, 2022 | IRVINE, CA | Firm change after gap |