DFX Intelligence
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Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 8, 2018 | n/a | yes | NEW YORK, NY | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Nov 8, 2013 | Nov 30, 2017 | no | NEW YORK, NY|NEW YORK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Nov 30, 2017 | Mar 8, 2018 | 98 | Firm change | Wirehouse to wirehouse |
| M••••• S•••••• | U•• F•••••••• S••••••• I••• | Jan 2, 2014 | Nov 8, 2013 |
| M••••• S•••••• | Wirehouse | Jul 21, 2011 | Jan 2, 2014 | no | New York, NY | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Apr 5, 2011 | Aug 11, 2011 | no | NEW YORK, NY | Previous registration |
| -55 |
| Firm change after gap |
| Wirehouse to wirehouse |
| R•• C•••••• M••••••• L•• | M••••• S•••••• | Aug 11, 2011 | Jul 21, 2011 | -21 | Firm change | Ibd to wirehouse |