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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

RYAN THOMAS PRICE

Advisor at CAPITAL CLIENT GROUP, INC.

Carmel, IN | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b11cac1-69cb-79f0-b0ba-4826794e19a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL CLIENT GROUP, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 5, 2016
First registration: Feb 8, 2016
Dual registered: yes, broker-dealer
Other names: RYAN T PRICE
IAPD individual key: 6558483

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Sep 22, 2017	n/a	yes	LOS ANGELES, CA\|Carmel, IN	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 8, 2016	Aug 29, 2017	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAPITAL CLIENT GROUP, INC.	Aug 29, 2017	Sep 22, 2017	24	Firm change	Other

Relationships

Registered with (2)

→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: current employment
Sep 22, 2017 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 8, 2016 to Aug 29, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b11cac1-69cb-79f0-b0ba-4826794e19a4
First observed: Feb 8, 2016
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RYAN THOMAS PRICE

Advisor at CAPITAL CLIENT GROUP, INC.

Carmel, IN | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b11cac1-69cb-79f0-b0ba-4826794e19a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAPITAL CLIENT GROUP, INC.

No RAUM reported

Sep 22, 2017

n/a

yes

LOS ANGELES, CA|Carmel, IN

Current employment

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Feb 8, 2016

Aug 29, 2017

INDIANAPOLIS, IN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CAPITAL CLIENT GROUP, INC.

Aug 29, 2017

Sep 22, 2017

Firm change

Other