DFX Intelligence

Q•• R••••••••• S••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

Q•• R••••••••• S••••••• L••

CRD 333799

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:3b1f11d5-5de7-cd1e-6425-4b624d45d105

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Aug 14, 2026 to Aug 14, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Q•• R••••••••• S••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $59.0M••• Locked
Discretionary RAUM: $57.7M
Private client RAUM: $3.9Mderived••• Locked
Private client share: 7%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Relationships

Registered with (1)

← T•••• L•• H•••Advisorregistration: current employment
Jan 8, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b1f11d5-5de7-cd1e-6425-4b624d45d105
First observed: Aug 14, 2026
Last observed: Aug 14, 2026 40 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.