T•••• L•• H•••

Advisor at S••••• R••••••••• A••••••• L••

PROVO, UT | LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e84afd8-14f0-9352-3a32-d13c52a74fcb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 14, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• R••••••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• R••••••••• A••••••• L••	State registered	Mar 18, 2025	n/a	yes	PROVO, UT\|LAS VEGAS, NV	Current employment
Q•• R••••••••• S••••••• L••	State registered	Jan 8, 2025	n/a	yes	LAS VEGAS, NV	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• A•••••••• L••	Q•• R••••••••• S••••••• L••	Jan 17, 2025	Jan 8, 2025	-9	Firm change	RIA to state RIA
A••••• W••••• M••••••••• L••	S••••• I••••••••• A•••••••• L••	Nov 24, 2021	Jan 5, 2022

Relationships

Registered with (4)

→ S••••• R••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 18, 2025 to presentfactForm ADV
→ Q•• R••••••••• S••••••• L••Registered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 5, 2022 to Jan 17, 2025factForm ADV
→ A••••• W••••• M••••••••• L••

Dated events

Occurred
Jan 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e84afd8-14f0-9352-3a32-d13c52a74fcb
First observed: Sep 14, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.