DFX Intelligence

S•••• J•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

S•••• J•••••• M•••••

Advisor at F••• F••••••••

••• Locked

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Search this name across graphsid dfx:ria:3b29cebc-b718-4dc5-755e-ae53b5f5c195

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 1, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• F••••••••	Independent wealth	May 31, 2023	n/a	yes	North Palm Beach, FL\|SAINT LOUIS, MO	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	May 1, 2020	Feb 19, 2024	no	North Palm Beach, FL\|St Louis, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	F••• F••••••••	Feb 19, 2024	May 31, 2023	-264	Firm change after gap	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
282580:324833:MO:2024-02-19	Feb 19, 2024	May 31, 2023	ST LOUIS, MO	Firm change after gap

Relationships

Registered with (2)

→ F••• F••••••••Registered adviserregistration: current employment
May 31, 2023 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 1, 2020 to Feb 19, 2024factForm ADV

Dated events

Occurred
Feb 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b29cebc-b718-4dc5-755e-ae53b5f5c195
First observed: May 1, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.