DFX Intelligence

G•••• S•••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

G•••• S•••• R••••••••

Advisor at C••••• W••••• P•••••••

LAKE MARY, FL | ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:3b33cdbb-f036-3136-1fd0-51a6e64eb8c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 2, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• W••••• P•••••••	Independent wealth	Mar 23, 2026	n/a	yes	LAKE MARY, FL\|ST. PETERSBURG, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 2, 1997	Mar 10, 2026	no	HEATHROW, FL\|LAKE MARY, FL\|Lake Mary, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••• W••••• P•••••••	Mar 10, 2026	Mar 23, 2026	13	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ C••••• W••••• P•••••••Registered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 2, 1997 to Mar 10, 2026factForm ADV

Dated events

Occurred
Mar 10, 2026
Advisor changed firm
G•••• S•••• R•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••• W••••• P••••••• (registered 2026-03-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b33cdbb-f036-3136-1fd0-51a6e64eb8c8
First observed: Jul 2, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.