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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Stephanie Jones Depriest

Advisor at LPL FINANCIAL LLC

FRANKLIN, TN

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Search this name across graphsid dfx:ria:3b3b96bc-0d1f-c850-6dc2-ea8e1a00f5fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 30, 1999
First registration: Jan 16, 2004
Dual registered: yes, broker-dealer
Other names: STEPHANIE JEAN JONES|STEPHANIE JEAN DEPRIEST
IAPD individual key: 3247233

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 19, 2025	n/a	yes	FRANKLIN, TN	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 6, 2018	Apr 17, 2025	no	Franklin, TN	Previous registration
MORGAN STANLEY	Wirehouse	Nov 2, 2015	Jul 31, 2018	no	KNOXVILLE, TN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 29, 2009	Oct 13, 2015	no	KNOXVILLE, TN	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Sep 3, 2008	no	NASHVILLE, TN	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 16, 2004	Apr 2, 2007	no	NASHVILLE, TN\|NASHVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	LPL FINANCIAL LLC	Apr 17, 2025	Mar 19, 2025	-29	Firm change	Wirehouse to ibd
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Jul 31, 2018	Sep 6, 2018	37	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Oct 13, 2015	Nov 2, 2015	20	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	UBS FINANCIAL SERVICES INC.	Sep 3, 2008	Jan 29, 2009	148	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:6413:TN:2025-04-02	Apr 17, 2025	Mar 19, 2025	FRANKLIN, TN	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 19, 2025 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 6, 2018 to Apr 17, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 2, 2015 to Jul 31, 2018factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Sep 3, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 16, 2004 to Apr 2, 2007factForm ADV

Dated events

Occurred
Apr 17, 2025
Advisor changed firm
Stephanie Jones Depriest left Ubs Financial Services Inc. for Lpl Financial Llc (registered 2025-03-19)
Form ADVobserved 6 days ago