S•••••••• J•••• D•••••••

L•• F•••••••• L••BD affiliatedFranklin, Tndual registrantIAPD 3247233

Feed of 09/14/2026

Also filed as Stephanie Jean Jones

At current firm

1 y

since Mar 19, 2025

In the industry

27 y

since Jul 30, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 19, 2025 · Franklin, Tn
U•• F•••••••• S••••••• I••• wirehouse
Sep 6, 2018 to Apr 17, 2025 · Franklin, Tn
M••••• S•••••• wirehouse
Nov 2, 2015 to Jul 31, 2018 · Knoxville, Tn
U•• F•••••••• S••••••• I••• wirehouse
Jan 29, 2009 to Oct 13, 2015 · Knoxville, Tn
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Sep 3, 2008 · Nashville, Tn
M••••• S•••••• D• I••• unclassified
Jan 16, 2004 to Apr 2, 2007 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
left Apr 17, 2025, registered Mar 19, 2025 (-29 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Jul 31, 2018, registered Sep 6, 2018 (37 days) · Wirehouse to wirehouse
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Oct 13, 2015, registered Nov 2, 2015 (20 days) · Wirehouse to wirehouse
M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
left Sep 3, 2008, registered Jan 29, 2009 (148 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

S•••••••• J•••• D••••••• left U•• F•••••••• S••••••• I••• for L•• F•••••••• L•• (registered 2025-03-19)
Apr 17, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address