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CRD 170016
SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| WILLIAM ALEXANDER DUTY | Chartered Financial Analyst | SARASOTA, FL | 4 | 12 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| WHITE OAKS GLOBAL EQUITY PORTFOLIO, LLC | Hedge Fund | $295M | Nov 21, 2024 | 10 | Mar 27, 2018 | reported | n/a |
| WHITE OAKS INVESTMENT MANAGEMENT ALTERNATIVE STRATEGIES FUND | Hedge Fund | $81.8M | Nov 21, 2024 | 52 | Apr 2, 2012 | reported | 021-156616 |
| WHITE OAKS INVESTMENT MANAGEMENT ALTERNATIVE STRATEGIES FUND SP | Hedge Fund | $77.8M | Nov 21, 2024 | 66 | Jul 25, 2016 | reported | 021-156616 |
| WHITE OAKS DIVERSIFIER PORTFOLIO LLC | Hedge Fund | $48.5M | Nov 21, 2024 | 10 | Mar 27, 2018 | reported | n/a |
| WHITE OAKS INVESTMENT MANAGEMENT FLEXIBLE STRATEGIES FUND | Hedge Fund | $48.2M | Nov 21, 2024 | 18 | Apr 2, 2012 | reported | 021-151828 |
| WHITE OAKS INVESTMENT MANAGEMENT MODERATE GROWTH FUND SP | Hedge Fund | $47.5M | Nov 21, 2024 | 43 | Jul 25, 2016 | reported | 021-156619 |
| WHITE OAKS INVESTMENT MANAGEMENT AGGRESSIVE FUND, LLC | Hedge Fund | $29.9M | Nov 21, 2024 | 24 | Apr 2, 2012 | reported | 021-156615 |
| WHITE OAKS ABSOLUTE RETURN PORTFOLIO LLC | Hedge Fund | $25.3M | Nov 21, 2024 | 10 | Mar 27, 2018 | reported | n/a |
| WHITE OAKS INVESTMENT MANAGEMENT LOW VOLATILITY FUND | Hedge Fund | $25.3M | Nov 21, 2024 | 23 | Apr 2, 2012 | reported | 021-156617 |
| WHITE OAKS INVESTMENT MANAGEMENT FLEXIBLE STRATEGIES FUND SP | Hedge Fund | $23.7M | Nov 21, 2024 | 10 | Jul 25, 2016 | reported | 021-151828 |
| WHITE OAKS INVESTMENT MANAGEMENT AGGRESSIVE GROWTH FUND SP | Hedge Fund | $23.1M | Nov 21, 2024 | 22 | Jul 25, 2016 | reported | 021-271898 |
| WHITE OAKS INVESTMENT MANAGEMENT LOW VOLATILITY FUND SP | Hedge Fund | $23.0M | Nov 21, 2024 | 26 | Jul 25, 2016 | reported | n/a |
| WHITE OAKS INVESTMENT MANAGEMENT MODERATE GROWTH FUND | Hedge Fund | $20.0M | Nov 21, 2024 | 31 | Apr 2, 2012 | reported | 021-156619 |
| WHITE OAKS GLOBAL FIXED INCOME PORTFOLIO LLC | Hedge Fund | $13.6M | Nov 21, 2024 | 8 | Mar 27, 2018 | reported | n/a |
| WHITE OAKS GLOBAL REAL ESTATE PORTFOLIO LLC | Hedge Fund | $13.2M | Nov 21, 2024 | 10 | Mar 27, 2018 | reported | n/a |
| WHITE OAKS PRIVATE EQUITY PORTFOLIO, LLC | Hedge Fund | $5.1M | Nov 21, 2024 | 10 | Mar 27, 2018 | reported | n/a |
| WHITE OAKS INVESTMENT MANAGEMENT FREEDOM FUND | Hedge Fund | $0 | May 8, 2020 | 0 | Jul 25, 2016 | dropped | 021-156619 |
| WHITE OAKS INVESTMENT MANAGEMENT FREEDOM FUND SP | Hedge Fund | $0 | May 8, 2020 | 0 | Jul 25, 2016 | dropped | 021-156619 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BLOODWORTH, SHARON, ALISON | CEO AND CHIEF COMPLIANCE OFFICER | E | yes | 10/2017 | Feb 14, 2014 | Nov 21, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| WHITE OAKS WEALTH ADVISORS, INC. | n/a | Independent wealth | $618M | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Minneapolis | Mn | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 17, 2026 | $496M | $496M | 3 | 2 | 1 | 17 | n/a |
| 2024 | Mar 12, 2025 | $427M | $427M | 3 | 2 | 1 | 16 | n/a |
| 2023 | Feb 13, 2024 | $400M | $400M | 2 | 2 | 1 | 16 | $801M |
| 2022 | Mar 3, 2023 | $363M | $363M | 2 | 2 | 1 | 16 | $727M |
| 2021 | Mar 14, 2022 | $395M | $395M | 2 | 2 | 1 | 16 | $791M |
| 2020 | Mar 22, 2021 | $359M | $359M | 2 | 2 | 1 | 16 | $718M |
| 2019 | Mar 10, 2020 | $365M | $365M | 2 | 2 | 1 | 18 | $734M |
| 2018 | Mar 20, 2019 | $321M | $321M | 3 | 3 | 1 | 18 | $641M |
| 2017 | Mar 27, 2018 | $343M | $343M | 3 | 3 | 1 | 18 | $689M |
| 2016 | Mar 20, 2017 | $303M | $303M | 3 | 3 | n/a | 12 | $303M |
| 2015 | Mar 14, 2016 | $285M | $285M | 3 | 3 | n/a | 5 | $285M |
| 2014 | Mar 17, 2015 | $283M | $283M | 2 | 2 | n/a | 5 | $283M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 100.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $496M | $427M | 16.2% | $363M | 10.9% | 2 | 3 | 1 | 1 |