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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WHITE OAKS WEALTH ADVISORS, INC.

CRD 173522

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e5d6341-8f71-924c-9a20-58aca577b8d5

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Nov 3, 2014 to Apr 17, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $618MItem 5.F on the latest filing (2026-04-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $618M
Private client RAUM: $609MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $309Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 222
Individual clients: 48
High net worth clients: 171
Custody, client assets: $229M
SEC number: 801-80576
CRD: 173522
Filings on the tape: 33
First filed: Nov 3, 2014
Latest filed: Apr 17, 2026
Organised: Corporation, DE
Website: whiteoakswealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Laura Anne Bereiter	Certified Financial Planner\|Personal Financial Specialist	MINNEAPOLIS, MN	9	10	n/a	no
SHARON ALISON BLOODWORTH	Certified Financial Planner	MINNEAPOLIS, MN	9	30	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLOODWORTH, SHARON, ALISON	CEO AND CHIEF COMPLIANCE OFFICER	E	yes	10/2017	Nov 3, 2014	Apr 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WHITE OAKS INVESTMENT MANAGEMENT, INC	n/a	Asset manager	$496M	Y	yes	n/a
NATIONAL ADVISORS TRUST COMPANY	n/a	n/a	n/a	N	no	Mo

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 17, 2026	$618M	$618M	5	2	1	n/a	n/a
2024	Mar 12, 2025	$530M	$530M	6	3	1	n/a	n/a
2023	Feb 13, 2024	$491M	$491M	5	2	1	n/a	n/a
2022	Mar 1, 2023	$449M	$449M	6	3	1	n/a	n/a
2021	Mar 14, 2022	$504M	$504M	6	3	1	n/a	n/a
2020	Mar 22, 2021	$460M	$460M	6	3	1	n/a	n/a
2019	Mar 30, 2020	$453M	$453M	5	2	1	n/a	n/a
2018	Mar 18, 2019	$396M	$394M	7	3	1	n/a	n/a
2017	Mar 23, 2018	$422M	$419M	6	3	1	n/a	n/a
2016	Mar 16, 2017	$414M	$363M	6	3	n/a	n/a	n/a
2015	Mar 21, 2016	$390M	$348M	7	4	n/a	n/a	n/a
2014	Mar 13, 2015	$443M	$346M	7	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$618M	$530M	16.7%	$449M	11.2%	5	6	1	1

Relationships

Affiliated with (2)

← WHITE OAKS INVESTMENT MANAGEMENT, INCRegistered adviserother investment adviser, control, common control
factForm ADV
→ WHITE OAKS INVESTMENT MANAGEMENT, INCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (4)

← SHARON ALISON BLOODWORTHAdvisorregistration: current employment
Oct 19, 2016 to presentfactForm ADV
← Laura Anne BereiterAdvisorregistration: current employment
Sep 29, 2016 to presentfactForm ADV
← ELIZABETH LEE ENGLANDAdvisorregistration: previous registration
Dec 3, 2020 to Dec 31, 2023factForm ADV
← WILLIAM ALEXANDER DUTYAdvisorregistration: previous registration
Aug 13, 2020 to Nov 5, 2021factForm ADV

Controls (1)

← BLOODWORTH, SHARON, ALISONOwnerCEO AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 3, 2014 to Apr 19, 2024factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Elizabeth Lee England left White Oaks Wealth Advisors, Inc. for Carlson Capital Management, Llc (registered 2024-03-22)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2019
Control person left
John Robert Klosterman (Founder And Advisor) no longer on Schedule A of White Oaks Wealth Advisors, Inc. (listed 2018-05-03, absent 2019-03-18)
Form ADVobserved 4 days ago
Occurred
Nov 3, 2014
Succession filed (Item 4)
White Oaks Wealth Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Nov 3, 2014
First Form ADV filing
White Oaks Wealth Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e5d6341-8f71-924c-9a20-58aca577b8d5
First observed: Nov 3, 2014
Last observed: Apr 17, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WHITE OAKS WEALTH ADVISORS, INC.

CRD 173522

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e5d6341-8f71-924c-9a20-58aca577b8d5

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:19 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Laura Anne Bereiter

Certified Financial Planner|Personal Financial Specialist

MINNEAPOLIS, MN

n/a

SHARON ALISON BLOODWORTH

Certified Financial Planner

MINNEAPOLIS, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLOODWORTH, SHARON, ALISON

CEO AND CHIEF COMPLIANCE OFFICER

yes

10/2017

Nov 3, 2014

Apr 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WHITE OAKS INVESTMENT MANAGEMENT, INC

n/a

Asset manager

$496M

yes

n/a

NATIONAL ADVISORS TRUST COMPANY

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 17, 2026

$618M

n/a

2024

Mar 12, 2025

$530M

n/a

2023

Feb 13, 2024

$491M

n/a

2022

Mar 1, 2023

$449M

n/a

2021

Mar 14, 2022

$504M

n/a

2020

Mar 22, 2021

$460M

n/a

2019

Mar 30, 2020

$453M

n/a

2018

Mar 18, 2019

$396M

$394M

n/a

2017

Mar 23, 2018

$422M

$419M

n/a

2016

Mar 16, 2017

$414M

$363M

n/a

2015

Mar 21, 2016

$390M

$348M

n/a

2014

Mar 13, 2015

$443M

$346M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$618M

$530M

16.7%

$449M

11.2%