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Reading the graph
Advisor at MORGAN STANLEY
Melville, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Mar 24, 2014 | n/a | yes | Melville, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 27, 2009 | Mar 24, 2014 | no | MELVILLE, NY|SOUTHAMPTON, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 31, 2000 | Jan 9, 2009 | no | MELVILLE, NY|MELVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Mar 24, 2014 | Mar 24, 2014 | 0 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jan 9, 2009 | Aug 27, 2009 | 230 | Firm change | Wirehouse to wirehouse |