DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 17, 2017 | n/a | yes | LAS VEGAS, NV | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 16, 2005 | Aug 7, 2017 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jan 5, 1995 | Sep 23, 2005 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 7, 2017 | Aug 17, 2017 | 10 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | WELLS FARGO ADVISORS | Sep 23, 2005 | Sep 16, 2005 | -7 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:149018:NV:2017-08-07 | Aug 7, 2017 | Aug 17, 2017 | LAS VEGAS, NV | Firm change |