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Advisor at NOVA FINANCIAL SERVICES
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOVA FINANCIAL SERVICES | Independent wealth | Nov 3, 2014 | n/a | yes | COLORADO SPRINGS, CO | Current employment |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Jan 25, 2012 | Nov 10, 2014 | no | COLORADO SPRINGS, CO | Previous registration |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Oct 26, 2010 | Nov 17, 2011 | no | COLORADO SPRINGS, CO|Denver, CO | Previous registration |
| EDWARD JONES | National bd RIA | Feb 5, 2008 | Oct 19, 2010 | no | COLORADO SPRINGS, CO|COLORADO SPRINGS, CO|WOODLAND PARK, CO|ST LOUIS, MO|MANITOU SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEW ENGLAND SECURITIES CORPORATION | NOVA FINANCIAL SERVICES | Nov 10, 2014 | Nov 3, 2014 | -7 | Firm change | Other |
| KEY INVESTMENT SERVICES LLC | NEW ENGLAND SECURITIES CORPORATION | Nov 17, 2011 | Jan 25, 2012 | 69 | Firm change | Other |
| EDWARD JONES | KEY INVESTMENT SERVICES LLC | Oct 19, 2010 | Oct 26, 2010 | 7 | Firm change | Other |