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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)28 years in industry

SAMUEL JAMES ANGELO

Advisor at CETERA INVESTMENT ADVISERS LLC

DUBUQUE, IA | PARSIPPANY, NJ

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Search this name across graphsid dfx:ria:3b59a159-a133-be9d-9c3a-acde4c8e9d1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 2
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Sep 11, 1998
First registration: Apr 21, 2005
Dual registered: yes, broker-dealer
Other names: SKIP ANGELO|SAMUEL J JR ANGELO
IAPD individual key: 1126535

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	PARSIPPANY, NJ	Current employment
AVANTAX PLANNING PARTNERS, INC.	Bd affiliated wealth	Sep 7, 2021	n/a	yes	PARSIPPANY, NJ\|DUBUQUE, IA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Oct 25, 2019	Sep 5, 2025	no	PARSIPPANY, NJ\|DALLAS, TX	Previous registration
POWER WEALTH MANAGEMENT LLC	n/a	Dec 11, 2009	Jul 17, 2014	no	HACKENSACK, NJ	Previous registration
HEADQUARTERS ADVISORY GROUP, LLC	n/a	Feb 4, 2008	Dec 31, 2021	no	PARSIPPANY, NJ\|PARSIPPANY, NJ	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	May 10, 2006	Oct 25, 2019	no	CRANFORD, NJ\|PARSIPPANY, NJ	Previous registration
HUNTER FINANCIAL SERVICES, INC.	n/a	Jul 13, 2005	Nov 30, 2017	no	FAIR LAWN, NJ	Previous registration
POWER WEALTH MANAGEMENT LLC	n/a	Jun 9, 2005	Dec 31, 2007	no	HACKENSACK, NJ	Previous registration
HEADQUARTERS ADVISORY GROUP, LLC	n/a	Apr 21, 2005	Dec 31, 2007	no	PARSIPPANY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	AVANTAX PLANNING PARTNERS, INC.	Sep 5, 2025	Sep 7, 2021	-1,459	Channel change	Ibd to RIA
HEADQUARTERS ADVISORY GROUP, LLC	POWER WEALTH MANAGEMENT LLC	Dec 31, 2021	Dec 11, 2009	-4,403	Firm change after gap	Other
1ST GLOBAL ADVISORS INC	HEADQUARTERS ADVISORY GROUP, LLC	Oct 25, 2019	Feb 4, 2008	-4,281	Firm change after gap	Other
HUNTER FINANCIAL SERVICES, INC.	1ST GLOBAL ADVISORS INC	Nov 30, 2017	May 10, 2006	-4,222	Firm change after gap	Other
POWER WEALTH MANAGEMENT LLC	AVANTAX ADVISORY SERVICES	Jul 17, 2014	Oct 25, 2019	1,926	Firm change after gap	Other
HEADQUARTERS ADVISORY GROUP, LLC	POWER WEALTH MANAGEMENT LLC	Dec 31, 2007	Jun 9, 2005	-935	Firm change after gap	Other
POWER WEALTH MANAGEMENT LLC	HUNTER FINANCIAL SERVICES, INC.	Dec 31, 2007	Jul 13, 2005	-901	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104556:106237:TX:2025-09-05	Sep 5, 2025	Sep 7, 2021	DALLAS, TX	Firm change after gap
111133:125610:NJ:2019-10-25	Oct 25, 2019	Feb 4, 2008	PARSIPPANY, NJ	Firm change after gap

Relationships

Registered with (7)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX PLANNING PARTNERS, INC.Registered adviserregistration: current employment
Sep 7, 2021 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 25, 2019 to Sep 5, 2025factForm ADV
→ HEADQUARTERS ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Feb 4, 2008 to Dec 31, 2021factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
May 10, 2006 to Oct 25, 2019factForm ADV
→ HUNTER FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 13, 2005 to Nov 30, 2017factForm ADV
→ POWER WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 11, 2009 to Jul 17, 2014factForm ADV

Dated events

No dated event names this entity yet.