RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J•••• A•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Parsippany, Nj
- A•••••• P••••••• P•••••••• I••• BD affiliated currentsince Sep 7, 2021 · Parsippany, Nj
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Parsippany, Nj
- P•••• W••••• M••••••••• L•• unclassifiedDec 11, 2009 to Jul 17, 2014 · Hackensack, Nj
- H••••••••• A••••••• G••••• L•• unclassifiedFeb 4, 2008 to Dec 31, 2021 · Parsippany, Nj
- 1•• G••••• A••••••• I•• formerMay 10, 2006 to Oct 25, 2019 · Cranford, Nj
- H••••• F•••••••• S•••••••• I••• unclassifiedJul 13, 2005 to Nov 30, 2017 · Fair Lawn, Nj
- P•••• W••••• M••••••••• L•• unclassifiedJun 9, 2005 to Dec 31, 2007 · Hackensack, Nj
- H••••••••• A••••••• G••••• L•• unclassifiedApr 21, 2005 to Dec 31, 2007 · Parsippany, Nj
- A•••••• A••••••• S••••••• to A•••••• P••••••• P•••••••• I•••left Sep 5, 2025, registered Sep 7, 2021 (-1459 days) · channel change inside one enterprise, not a move · moved with a team
- H••••••••• A••••••• G••••• L•• to P•••• W••••• M••••••••• L••left Dec 31, 2021, registered Dec 11, 2009 (-4403 days) · Other
- 1•• G••••• A••••••• I•• to H••••••••• A••••••• G••••• L••left Oct 25, 2019, registered Feb 4, 2008 (-4281 days) · Other · moved with a team
- H••••• F•••••••• S•••••••• I••• to 1•• G••••• A••••••• I••left Nov 30, 2017, registered May 10, 2006 (-4222 days) · Other
- P•••• W••••• M••••••••• L•• to A•••••• A••••••• S•••••••left Jul 17, 2014, registered Oct 25, 2019 (1926 days) · Other
- H••••••••• A••••••• G••••• L•• to P•••• W••••• M••••••••• L••left Dec 31, 2007, registered Jun 9, 2005 (-935 days) · Other
- P•••• W••••• M••••••••• L•• to H••••• F•••••••• S•••••••• I•••left Dec 31, 2007, registered Jul 13, 2005 (-901 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address