DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••• W••••• A••••••• L••
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• W••••• A••••••• L•• | Independent wealth | Jun 17, 2025 | n/a | yes | DENVER, CO | Current employment |
| S••••••••• P•••••• C•••••• M••••••••• L•• | Other adviser | May 20, 2020 | Jun 17, 2025 | no | COLUMBIA, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• P•••••• C•••••• M••••••••• L•• | C••••••• W••••• A••••••• L•• | Jun 17, 2025 | Jun 17, 2025 | 0 | Firm change | RIA to RIA |
| C••••••• P••••••• | S••••••••• P•••••• C•••••• M••••••••• L•• | Apr 1, 2019 | May 20, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165306:330057:SC:2025-06-16 | Jun 17, 2025 | Jun 17, 2025 | COLUMBIA, SC | Firm change |
| C••••••• P••••••• | Independent wealth | Sep 14, 2017 | Apr 1, 2019 | no | ENGLEWOOD, CO|OVERLAND PARK, KS | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Dec 21, 2015 | Aug 28, 2017 | no | DENVER, CO | Previous registration |
| 415 |
| Firm change after gap |
| RIA to RIA |
| A••••• A•• P••••••• S••••••• | C••••••• P••••••• | Aug 28, 2017 | Sep 14, 2017 | 17 | Firm change | Other |