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CRD 165306
COLUMBIA, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GILES RUDOLPH ARTHUR FOX | Chartered Financial Analyst | Denver, CO | COLUMBIA, SC | 12 | 14 | n/a | no |
| DARRELL EUGENE LAING | Certified Financial Planner|Chartered Financial Consultant | COLUMBIA, SC | Denver, CO | 8 | 33 | 3 | no |
| PETER KEILMAN | Certified Financial Planner|Chartered Financial Analyst | COLUMBIA, SC | Denver, CO | 5 | 26 | 1 | no |
| SAMUEL I OGBONNA | Certified Financial Planner | Dallas, TX | COLUMBIA, SC | 5 | 15 | 4 | no |
| JOSHUA DAVID FORKEY | Certified Financial Planner | Richmond, VA | COLUMBIA, SC | 1 | 22 | 5 | no |
| SHAWN HARRIS | Certified Financial Planner | Denver, CO | COLUMBIA, SC | 1 | 20 | 2 | no |
| DONNA SAWYER MURRAY | Certified Financial Planner|Chartered Financial Consultant | Asheville, NC | COLUMBIA, SC | 1 | 30 | 3 | no |
| STEVEN F WICKLINE | Chartered Financial Analyst | Daniel Island, SC | 1 | 18 | 4 | no |
| Kyle Brooks Dwyer | Certified Financial Planner | Savannah, GA | 1 | 12 | 1 | no |
| Christopher John Frey | Certified Financial Planner | Denver, CO | COLUMBIA, SC | 1 | 12 | 4 | no |
| JENNA MARIE RICCI | n/a | Denver, CO | COLUMBIA, SC | 0 | 11 | 1 | no |
| JOSEPH TERENCE KEATING | n/a | Birmingham, AL | 0 | 21 | 2 | no |
| WILLIAM HAROLD BEECHER | Certified Financial Planner | Daniel Island, SC | 0 | 13 | 1 | no |
| BRIAN ALAN BARKER | Certified Financial Planner | Greenville, SC | 0 | 25 | 3 | no |
| JENNIFER AHENDT THOMPSON | Certified Financial Planner|Chartered Financial Consultant | Hilton Head Island, SC | 0 | 24 | 5 | no |
| JON PETER AHRENS | n/a | Charleston, SC | 0 | 22 | 2 | no |
| MARTIN CADENHEAD MCWILLIAMS | Chartered Financial Analyst | Charleston, SC | 0 | 11 | 2 | no |
| David Murray Kirkpatrick | Certified Financial Planner | Columbia, SC | 0 | 12 | 2 | no |
| Matthew Conner Day | n/a | Greenville, SC | 0 | 12 | 1 | no |
| Marion Franklin Sanders | n/a | Spartanburg, SC | 0 | 16 | 1 | no |
| Ethan Earl | n/a | COLUMBIA, SC | Atlanta, GA | 0 | 11 | 1 | no |
| ROBERT BOLLING FAUNTLEROY | Chartered Financial Analyst | Richmond, VA | 0 | 35 | 2 | no |
| WILLIAM LEWIS BARLOW | n/a | Atlanta, GA | 0 | 29 | 2 | no |
| ROBIN SMITH ROSEMAN | n/a | Appling, GA | 0 | 30 | 2 | no |
| REBECCA LEIGH PAGE | n/a | Savannah, GA | 0 | 19 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| INDEPENDENT BANK | MANAGING MEMBER | E | yes | 01/2019 | Jan 16, 2019 | Sep 30, 2024 |
| INDEPENDENT BANK GROUP, INC. | Shareholder | E | yes | 09/2002 | Jan 16, 2019 | Sep 30, 2024 |
| LOUNSBURY, ELISABETH, C | DIRECTOR OF OPERATIONS | Na | no | 03/2023 | Oct 5, 2023 | Sep 30, 2024 |
| MARSH, KARA E | CHIEF COMPLIANCE OFFICER | Na | no | 09/2024 | Sep 5, 2024 | Sep 30, 2024 |
| MCCULLEY, KEVIN, B | CO-PRESIDENT & CHIEF INVESTMENT OFFICER | Na | no | 03/2023 | Mar 31, 2023 | Sep 30, 2024 |
| SCHMIDT, COLLIN, JAMES | CO-PRESIDENT & MANAGING DIRECTOR | Na | no | 03/2023 | Mar 27, 2020 | Sep 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| INDEPENDENT BANK | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Boulder | Co | United States | 1 | no |
| Longmont | Co | United States | 1 | no |
| Dallas | TX | United States | 1 | no |
| CASTLE PINES | Co | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 27, 2026 | $5.0B | $4.4B | 38 | 27 | 10 | n/a | n/a |
| 2024 | Mar 27, 2025 | $1.5B | $1.5B | 22 | 13 | 4 | n/a | n/a |
| 2023 | Mar 28, 2024 | $1.7B | $1.7B | 26 | 15 | 4 | n/a | n/a |
| 2022 | Mar 31, 2023 | $1.5B | $1.5B | 24 | 14 | 4 | n/a | n/a |
| 2021 | Mar 29, 2022 | $1.5B | $1.5B | 24 | 13 | 4 | n/a | n/a |
| 2020 | Mar 29, 2021 | $1.3B | $1.3B | 19 | 12 | 2 | n/a | n/a |
| 2019 | Mar 27, 2020 | $1.2B | $1.2B | 18 | 10 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.0B | $1.0B | 19 | 11 | 1 | n/a | n/a |
| 2017 | Feb 16, 2018 | $1.1B | $1.1B | 19 | 12 | 1 | n/a | n/a |
| 2016 | Mar 14, 2017 | $358M | $358M | 5 | 5 | n/a | n/a | n/a |
| 2015 | Feb 9, 2016 | $323M | $323M | 5 | 5 | n/a | n/a | n/a |
| 2014 | Mar 9, 2015 | $325M | $325M | 4 | 4 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $272M | $272M | 9 | 4 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 19 | 1 | 18 | 3.4% | 1 | 0 | 0 | 26 | 11 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.0B | $1.5B | 222.4% | $1.5B | 48.9% | 38 | 22 | 10 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CRUSONIA WEALTH ADVISORS LLC | 5 | Jun 16, 2025 | Sep 2, 2026 | COLUMBIA, SC | Team lift out | RIA to RIA | 45.5% |
| CRUSONIA WEALTH ADVISORS LLC | 2 | Apr 7, 2025 | Apr 6, 2025 | COLUMBIA, SC | Team lift out | RIA to RIA | 15.4% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SOUTHSTATE ADVISORY, INC. | 4 | Feb 27, 2026 | Mar 17, 2026 | SAVANNAH, GA | Team lift out | Other | 23.5% |
| SOUTHSTATE ADVISORY, INC. | 11 | Feb 27, 2026 | Jan 6, 2026 | COLUMBIA, SC | Firm absorbed | Other | 64.7% |
| WAGNER WEALTH MANAGEMENT, LLC | 6 | Mar 21, 2018 | Mar 27, 2018 | DENVER, CO | Firm absorbed | Other | 100.0% |