DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ANDREW FRANCIS TENAGLIA

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MURRIETA, CA | Roseville, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b6933de-df8e-b0b9-3621-e9fcbc4b4e38

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 14, 2000
First registration: Feb 15, 2006
Dual registered: yes, broker-dealer
Other names: ANDREW F TENAGLIA
IAPD individual key: 2386353

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 30, 2023	n/a	yes	MURRIETA, CA\|Roseville, CA	Current employment
RUBICON ADVISORS	Independent wealth	Mar 17, 2015	Nov 1, 2023	no	ROSEVILLE, CA\|REDDING, CA\|Roseville, CA\|Roseville, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 25, 2014	Sep 7, 2016	no	ROSEVILLE, CA\|REDDING, CA\|ROSEVILLE, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 15, 2006	Sep 2, 2014	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|ROSEVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RUBICON ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 1, 2023	Oct 30, 2023	-2	Firm change	RIA to ibd
LPL FINANCIAL LLC	RUBICON ADVISORS	Sep 7, 2016	Mar 17, 2015	-540	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	LPL FINANCIAL LLC	Sep 2, 2014	Aug 25, 2014	-8	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Oct 30, 2023 to presentfactForm ADV
→ RUBICON ADVISORSRegistered adviserregistration: previous registration
Mar 17, 2015 to Nov 1, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 25, 2014 to Sep 7, 2016factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 15, 2006 to Sep 2, 2014factForm ADV

Dated events

Occurred
Nov 1, 2023
Advisor changed firm
Andrew Francis Tenaglia left Rubicon Advisors for Raymond James Financial Services Advisors, Inc (registered 2023-10-30)
Form ADVobserved 5 days ago