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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Kent Alan Rudisill

Advisor at CHARLES SCHWAB & CO., INC.

Portland, OR | Lake Oswego, OR

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Search this name across graphsid dfx:ria:3b693b0d-9c6e-5620-ab2d-2eb079d57392

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 5, 1999
First registration: Mar 25, 2010
Dual registered: yes, broker-dealer
Other names: Kent Rudisill
IAPD individual key: 2893882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 13, 2023	n/a	yes	Portland, OR\|Lake Oswego, OR	Current employment
MORGAN STANLEY	Wirehouse	Sep 5, 2012	Mar 31, 2021	no	PORTLAND, OR\|Portland, OR\|San Francisco, CA	Previous registration
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 4, 2012	Sep 7, 2012	no	PORTLAND, OR	Previous registration
FIDUCIARY ASSET MANAGEMENT LLC	Former SEC adviser	Mar 25, 2010	Apr 5, 2012	no	CLAYTON, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	CHARLES SCHWAB & CO., INC.	Mar 31, 2021	Mar 13, 2023	712	Firm change after gap	Wirehouse to ibd
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	MORGAN STANLEY	Sep 7, 2012	Sep 5, 2012	-2	Firm change	Other
FIDUCIARY ASSET MANAGEMENT LLC	PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	Apr 5, 2012	Apr 4, 2012	-1	Firm change	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Mar 13, 2023 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 5, 2012 to Mar 31, 2021factForm ADV
→ PIPER JAFFRAY INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 4, 2012 to Sep 7, 2012factForm ADV
→ FIDUCIARY ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 25, 2010 to Apr 5, 2012factForm ADV

Dated events

No dated event names this entity yet.