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K••• W••••• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

K••• W••••• C•••••••••

K••• W••••• C•••••••••, LLC, CRD 143654

HONOLULU, HI

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Search this name across graphsid dfx:ria:3b6b782a-8e59-54d3-1868-6de20fbf6650

Data as of May 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 4
On other graphs: 2
Observed: Nov 21, 2011 to May 28, 2025
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K••• W••••• C•••••••••

Intermediary · shared crd

Allocatorsidentity

K••• W••••• C•••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $155M••• Locked
Discretionary RAUM: $121M
Private client RAUM: $133Mderived••• Locked
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• C••••••••• J••	TRUSTEE TO THE P••• TRUST	F	yes	11/2008	May 14, 2015	Oct 8, 2024
B•••••• C••••••••• J••	MANAGING MEMBER	C	yes	11/2008	Nov 21, 2011	Oct 8, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$155M	$137M	13.5%	$143M	2.7%	3	3	0	0

Relationships

Affiliated with (3)

← SHUSTER ADVISORY GROUP, LLCRegistered adviserother investment adviser
factForm ADV
← K••• RETIREMENT STRATEGIESRegistered adviserother investment adviser
factForm ADV
← FIDUCIARY INVESTMENT COUNCIL, LLCRegistered adviserother investment adviser
factForm ADV

Registered with (4)

← C••••••••• JON B•••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 11, 2025
Advisor changed firm
Benny Tran left K••• W••••• C••••••••• for Shuster Advisory Group, Llc (registered 2022-03-25)
Form ADVobserved 7 days ago
Occurred
Dec 11, 2025
Advisor changed firm
Cristopher Jon Borden left K••• W••••• C••••••••• for Fiduciary Investment Council, Llc (registered 2012-09-24)
Form ADVobserved 7 days ago
Occurred
Dec 4, 2024
Advisor changed firm
Steven Edward Connell left K••• W••••• C••••••••• for Diamond Head Financial Advisors Llc (registered 2019-05-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b6b782a-8e59-54d3-1868-6de20fbf6650
First observed: Nov 21, 2011
Last observed: May 28, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.