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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

KOBO RETIREMENT STRATEGIES

KOBO RETIREMENT STRATEGIES, LLC, CRD 283743

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f92e075-5529-d6e1-95ea-cbeb577b26d6

Data as of Mar 31, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Sep 6, 2016 to Mar 31, 2024
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2024-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
SEC number: 801-108393
CRD: 283743
Filings on the tape: 9
First filed: Sep 6, 2016
Latest filed: Mar 31, 2024
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BORDEN, CRISTOPHER, JON	CHIEF INVESTMENT OFFICER	Na	yes	06/2016	Sep 6, 2016	Mar 31, 2024
SHUSTER, MARK, ALLAN	MANAGING PARTNER	E	yes	06/2016	Sep 6, 2016	Mar 31, 2024
PARRINO, JOANN	Cco	Na	no	06/2022	Sep 6, 2016	Mar 31, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SHUSTER ADVISORY GROUP, LLC	n/a	Institutional manager	$10B	N	yes	n/a
KOBO WEALTH CONSERVANCY, LLC	n/a	Former SEC adviser	$155M	N	no	n/a
SHUSTER FINANCIAL & INSURANCE SERVICES, INC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Honolulu	Hi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 31, 2024	$0	$0	3	1	1	n/a	n/a
2022	Jul 20, 2023	$0	$0	16	3	1	n/a	n/a
2021	Jun 10, 2022	$0	$0	13	2	1	n/a	n/a
2019	Mar 27, 2020	n/a	n/a	13	2	1	n/a	n/a
2018	Mar 29, 2019	n/a	n/a	11	2	1	n/a	n/a
2017	Mar 9, 2018	n/a	n/a	9	2	1	n/a	n/a
2016	Mar 8, 2017	n/a	n/a	10	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$0	$0	n/a	n/a	n/a	3	16	1	1

Relationships

Affiliated with (3)

← SHUSTER ADVISORY GROUP, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ KOBO WEALTH CONSERVANCYRegistered adviserother investment adviser
factForm ADV
→ SHUSTER ADVISORY GROUP, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV

Controls (2)

← SHUSTER, MARK, ALLANOwnerMANAGING PARTNER, ownership code E, individual
Sep 6, 2016 to presentfactForm ADV
← BORDEN, CRISTOPHER, JONOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Sep 6, 2016 to presentfactForm ADV

Owns (1)

← PARRINO, JOANNOwnerCCO, ownership code NA, individual
Sep 6, 2016 to presentfactForm ADV

Registered with (3)

← CRISTOPHER JON BORDENAdvisorregistration: previous registration
Mar 14, 2017 to Dec 31, 2021factForm ADV
← Nathan Edwin GierkeAdvisorregistration: previous registration
Mar 6, 2017 to Apr 27, 2018factForm ADV
← Mark SHUSTERAdvisorregistration: previous registration
Mar 8, 2017 to Jun 23, 2017factForm ADV

Dated events

Occurred
Jun 10, 2022
Control person left
Edwin Nathan Gierke (Chief Compliance Officer) no longer on Schedule A of Kobo Retirement Strategies (listed 2020-03-27, absent 2022-06-10)
Form ADVobserved 4 days ago
Occurred
Sep 6, 2016
First Form ADV filing
Kobo Retirement Strategies filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f92e075-5529-d6e1-95ea-cbeb577b26d6
First observed: Sep 6, 2016
Last observed: Mar 31, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KOBO RETIREMENT STRATEGIES

KOBO RETIREMENT STRATEGIES, LLC, CRD 283743

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f92e075-5529-d6e1-95ea-cbeb577b26d6

Data as of Mar 31, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BORDEN, CRISTOPHER, JON

CHIEF INVESTMENT OFFICER

yes

06/2016

Sep 6, 2016

Mar 31, 2024

SHUSTER, MARK, ALLAN

MANAGING PARTNER

yes

06/2016

Sep 6, 2016

Mar 31, 2024

PARRINO, JOANN

Cco

06/2022

Sep 6, 2016

Mar 31, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SHUSTER ADVISORY GROUP, LLC

n/a

Institutional manager

$10B

yes

n/a

KOBO WEALTH CONSERVANCY, LLC

n/a

Former SEC adviser

$155M

n/a

SHUSTER FINANCIAL & INSURANCE SERVICES, INC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Honolulu

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 31, 2024

n/a

2022

Jul 20, 2023

n/a

2021

Jun 10, 2022

n/a

2019

Mar 27, 2020

n/a

2018

Mar 29, 2019

n/a

2017

Mar 9, 2018

n/a

2016

Mar 8, 2017

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a