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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

Stephen Douglas Vallender

Advisor at CONSOLIDATED PORTFOLIO REVIEW CORP

WOODBURY, NY | Henderson, NV | Prescott Valley, AZ

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Search this name across graphsid dfx:ria:3b6ecf71-6ca9-c988-4bf1-22ffad52a4e9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONSOLIDATED PORTFOLIO REVIEW CORP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 23, 2003
First registration: Jul 30, 2003
Dual registered: yes, broker-dealer
Other names: Stephen D. Vallender|Steve Vallender|Stephen Douglas Vallender
IAPD individual key: 4667608

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONSOLIDATED PORTFOLIO REVIEW CORP	Independent wealth	Sep 9, 2022	n/a	yes	Prescott Valley, AZ\|WOODBURY, NY\|Henderson, NV	Current employment
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Aug 21, 2017	Sep 8, 2022	no	Northridge, CA\|Henderson, NV\|Prescott Valley, AZ	Previous registration
FINANCIAL WEST GROUP	Former SEC adviser	May 12, 2008	Aug 21, 2017	no	NORTHRIDGE, CA\|HENDERSON, NV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 30, 2003	Aug 7, 2003	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTERN INTERNATIONAL SECURITIES	CONSOLIDATED PORTFOLIO REVIEW CORP	Sep 8, 2022	Sep 9, 2022	1	Firm change	Ibd to RIA
FINANCIAL WEST GROUP	WESTERN INTERNATIONAL SECURITIES	Aug 21, 2017	Aug 21, 2017	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	FINANCIAL WEST GROUP	Aug 7, 2003	May 12, 2008	1,740	Firm change after gap	Other

Relationships

Registered with (4)

→ CONSOLIDATED PORTFOLIO REVIEW CORPRegistered adviserregistration: current employment
Sep 9, 2022 to presentfactForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
Aug 21, 2017 to Sep 8, 2022factForm ADV
→ FINANCIAL WEST GROUPRegistered adviserregistration: previous registration
May 12, 2008 to Aug 21, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 30, 2003 to Aug 7, 2003factForm ADV

Dated events

Occurred
Sep 8, 2022
Advisor changed firm
Stephen Douglas Vallender left Western International Securities for Consolidated Portfolio Review Corp (registered 2022-09-09)
Form ADVobserved 4 days ago