DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PALISADE INVESTMENTS, LLC

CRD 124776

ZEPHYR COVE, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b722f46-6a05-294c-c528-22d9dfe7d7ea

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Nov 21, 2011 to Jul 16, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.5 fund_share=0.0 institutional_share=0.49 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $653MItem 5.F on the latest filing (2026-07-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $326M
Private client RAUM: $328MderivedItem 5.D individuals plus high net worth individuals
Private client share: 50%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $93.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 7
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 1,214
Individual clients: 442
High net worth clients: 136
SEC number: 801-80001
CRD: 124776
Filings on the tape: 33
First filed: Nov 21, 2011
Latest filed: Jul 16, 2026
Organised: Limited Liability Company, NV
Website: palisadeinvestments.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBIN DESOTA	n/a	ZEPHYR COVE, NV	22	30	1	no
STEVEN MICHAEL BURKETT	n/a	ZEPHYR COVE, NV	19	32	n/a	no
SCOTT THOMAS MILLER	n/a	ZEPHYR COVE, NV	18	30	n/a	no
KAREN MARILEA PRIDE	n/a	ZEPHYR COVE, NV	10	26	2	no
Lawrence H Sidney	n/a	ZEPHYR COVE, NV	3	11	1	no
MICHAEL L LENTZ	Personal Financial Specialist	Reno, NV	0	44	1	no
Michael Jerrad Pride	n/a	Las Vegas, NV \| ZEPHYR COVE, NV	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DESOTA, ROBIN	MANAGING MEMBER	E	yes	10/2011	Nov 21, 2011	Mar 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
HIGHLANDS RANCH	Co	United States	2	no
LAS VEGAS	Nv	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$653M	$326M	8	7	4	n/a	n/a
2024	Mar 31, 2025	$513M	$232M	7	5	3	n/a	n/a
2023	Mar 29, 2024	$465M	$152M	7	5	3	n/a	n/a
2022	Mar 31, 2023	$394M	$99.0M	5	5	3	n/a	n/a
2021	Mar 31, 2022	$421M	$97.1M	5	4	3	n/a	n/a
2020	Mar 31, 2021	$370M	$44.5M	6	5	3	n/a	n/a
2019	Mar 27, 2020	$329M	$33.0M	6	5	3	n/a	n/a
2018	Mar 27, 2019	$263M	$18.7M	6	5	3	n/a	n/a
2017	Mar 27, 2018	$253M	$18.3M	6	5	3	n/a	n/a
2016	Mar 23, 2017	$199M	$15.5M	7	5	n/a	n/a	n/a
2015	Mar 31, 2016	$152M	$1.5M	7	5	n/a	n/a	n/a
2014	Mar 19, 2015	$142M	$0	5	4	n/a	n/a	n/a
2011	Mar 5, 2012	$60.0M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$653M	$513M	27.2%	$394M	18.4%	8	7	4	3

Relationships

Registered with (8)

← Michael Jerrad PrideAdvisorregistration: current employment
Jan 21, 2026 to presentfactForm ADV
← MICHAEL L LENTZAdvisorregistration: current employment
Dec 17, 2025 to presentfactForm ADV
← Lawrence H SidneyAdvisorregistration: current employment
Mar 21, 2023 to presentfactForm ADV
← KAREN MARILEA PRIDEAdvisorregistration: current employment
May 17, 2016 to presentfactForm ADV
← SCOTT THOMAS MILLERAdvisorregistration: current employment
Jan 3, 2008 to presentfactForm ADV
← STEVEN MICHAEL BURKETTAdvisorregistration: current employment
Apr 13, 2007 to presentfactForm ADV
← ROBIN DESOTAAdvisorregistration: current employment
Sep 3, 2004 to presentfactForm ADV
← Maria Beth ShanleyAdvisorregistration: previous registration
Aug 2, 2013 to Jul 20, 2021factForm ADV

Controls (1)

← DESOTA, ROBINOwnerMANAGING MEMBER, ownership code E, individual
Nov 21, 2011 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
Palisade Investments, Llc reported RAUM $652.7M, up 27% from $513.0M (2025-12-17 to 2026-03-26)
Form ADVobserved 4 days ago
$140M
Occurred
Jun 24, 2014
First Form ADV filing
Palisade Investments, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2011
Succession filed (Item 4)
Palisade Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b722f46-6a05-294c-c528-22d9dfe7d7ea
First observed: Nov 21, 2011
Last observed: Jul 16, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PALISADE INVESTMENTS, LLC

CRD 124776

ZEPHYR COVE, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b722f46-6a05-294c-c528-22d9dfe7d7ea

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBIN DESOTA

n/a

ZEPHYR COVE, NV

STEVEN MICHAEL BURKETT

n/a

ZEPHYR COVE, NV

n/a

SCOTT THOMAS MILLER

n/a

ZEPHYR COVE, NV

n/a

KAREN MARILEA PRIDE

n/a

ZEPHYR COVE, NV

Lawrence H Sidney

n/a

ZEPHYR COVE, NV

MICHAEL L LENTZ

Personal Financial Specialist

Reno, NV

Michael Jerrad Pride

n/a

Las Vegas, NV | ZEPHYR COVE, NV

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DESOTA, ROBIN

MANAGING MEMBER

yes

10/2011

Nov 21, 2011

Mar 29, 2024

City

State

Country

Employees

Also broker-dealer

HIGHLANDS RANCH

United States

LAS VEGAS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$653M

$326M

n/a

2024

Mar 31, 2025

$513M

$232M

n/a

2023

Mar 29, 2024

$465M

$152M

n/a

2022

Mar 31, 2023

$394M

$99.0M

n/a

2021

Mar 31, 2022

$421M

$97.1M

n/a

2020

Mar 31, 2021

$370M

$44.5M

n/a

2019

Mar 27, 2020

$329M

$33.0M

n/a

2018

Mar 27, 2019

$263M

$18.7M

n/a

2017

Mar 27, 2018

$253M

$18.3M

n/a

2016

Mar 23, 2017

$199M

$15.5M

n/a

2015

Mar 31, 2016

$152M

$1.5M

n/a

2014

Mar 19, 2015

$142M

n/a

2011

Mar 5, 2012

$60.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$653M

$513M

27.2%

$394M

18.4%