DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Palisade Investments, LLC
Latest filing Jul 16, 2026
First filing on the tape Nov 21, 2011 · 33 filings
SEC status approved since Jul 14, 2014
RAUM
$653M
reported, Item 5.F
Discretionary
50%
of RAUM
Private clients
50%
$328M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$93.2M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$653M as of Jul 16, 2026
Mar 5, 2012$60.0M then
HNW client RAUM$228M as of Jul 16, 2026
Mar 27, 2018$22.5M then
State-registered IARs (5.B.3)7 as of Jul 16, 2026
Mar 19, 20154 then
Employees (5.A)8 as of Jul 16, 2026
Mar 19, 20155 then
Private funds: no history
RAUM +27% over the last fiscal year+18% a year over threeIARs 5 to 7offices 3 to 4
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $93.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $537,662derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 50%derivedof RAUM
- Institutional
- 49%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 1.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +40%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +29%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$321M49%
- High-net-worth individuals$228M35%
- Individuals$99.7M15%
- Corporations and businesses$3.0M0.5%
- Charitable organizations$1.6M0.2%
- Individual clients
- 442reported
- HNW clients
- 136reported
- Pension plan clients
- 80reported
- Charitable clients
- 5reported
- Accounts
- 1,214reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.5 fund_share=0.0 institutional_share=0.49 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robin Desota | Zephyr Cove, Nv | Sep 3, 2004 | 30 y | 1 |
| Steven Michael Burkett | Zephyr Cove, Nv | Apr 13, 2007 | 32 y | 0 |
| Scott Thomas Miller | Zephyr Cove, Nv | Jan 3, 2008 | 30 y | 0 |
| Karen Marilea Pride | Zephyr Cove, Nv | May 17, 2016 | 26 y | 2 |
| Lawrence H Sidney | Zephyr Cove, Nv | Mar 21, 2023 | 11 y | 1 |
| Michael L LentzPersonal Financial Specialist | Reno, Nv | Dec 17, 2025 | 44 y | 1 |
| Michael Jerrad Pride | Las Vegas, Nv | Jan 21, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Maria Beth Shanley to The Planners Inc.Jul 20, 2021 · RIA to a state-registered adviser
Joined, latest
- Michael L Lentz from Strategic Investment Advisors, Inc.Dec 17, 2025 · Other
- Lawrence H Sidney from Cambridge Investment Research Advisors, Inc.Mar 21, 2023 · Affiliated broker-dealer or bank to independent RIA
- Karen Marilea Pride from Integrated Money Management, LLCMay 17, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robin Desota · Managing Membercontrolsince 10/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Zephyr Cove, Nv · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Highlands Ranch, CO2 employees
- Las Vegas, NV1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,085 to 1,214Dec 17, 2025 to Mar 26, 2026
- Advisory employees · 6 to 7Dec 17, 2025 to Mar 26, 2026
- Charity clients · 1 to 5Dec 17, 2025 to Mar 26, 2026
- Corporate clients · 2 to 5Dec 17, 2025 to Mar 26, 2026
- HNW clients · 144 to 136Dec 17, 2025 to Mar 26, 2026
- Individual clients · 305 to 442Dec 17, 2025 to Mar 26, 2026
- Pension plan clients · 85 to 80Dec 17, 2025 to Mar 26, 2026
- State-registered IARs · 6 to 7Dec 17, 2025 to Mar 26, 2026
- Discretionary RAUM · $232M to $326MDec 17, 2025 to Mar 26, 2026
- HNW RAUM · $174M to $228MDec 17, 2025 to Mar 26, 2026
- Individual RAUM · $68.8M to $99.7MDec 17, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $281M to $327MDec 17, 2025 to Mar 26, 2026
- Pension RAUM · $270M to $321MDec 17, 2025 to Mar 26, 2026
- RAUM · $513M to $653MDec 17, 2025 to Mar 26, 2026
- Advisory employees · 5 to 6Mar 31, 2025 to Dec 17, 2025
- Employees · 7 to 8Mar 31, 2025 to Dec 17, 2025
- State-registered IARs · 5 to 6Mar 31, 2025 to Dec 17, 2025
- Other offices · 3 to 4Mar 31, 2025 to Dec 17, 2025
- Accounts · 1,144 to 1,085Mar 29, 2024 to Mar 31, 2025
- Charity clients · 0 to 1Mar 29, 2024 to Mar 31, 2025
- HNW clients · 62 to 144Mar 29, 2024 to Mar 31, 2025
- Individual clients · 460 to 305Mar 29, 2024 to Mar 31, 2025
- Pension plan clients · 103 to 85Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 26-50 to 26-50Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $152M to $232MMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $106M to $174MMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $104M to $68.8MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $313M to $281MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $254M to $270MMar 29, 2024 to Mar 31, 2025
- RAUM · $465M to $513MMar 29, 2024 to Mar 31, 2025
- Accounts · 801 to 1,144Apr 5, 2023 to Mar 29, 2024
- Corporate clients · 0 to 2Apr 5, 2023 to Mar 29, 2024
- HNW clients · 170 to 62Apr 5, 2023 to Mar 29, 2024
- Individual clients · 330 to 460Apr 5, 2023 to Mar 29, 2024
- Pension plan clients · 84 to 103Apr 5, 2023 to Mar 29, 2024
- Employees · 5 to 7Apr 5, 2023 to Mar 29, 2024
- Discretionary RAUM · $99.0M to $152MApr 5, 2023 to Mar 29, 2024
- HNW RAUM · $88.1M to $106MApr 5, 2023 to Mar 29, 2024
- Individual RAUM · $83.5M to $104MApr 5, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $294M to $313MApr 5, 2023 to Mar 29, 2024
Signals
3 dated events
- Palisade Investments, Llc reported RAUM $652.7M, up 27% from $513.0M (2025-12-17 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Palisade Investments, Llc filed its initial SEC registration (Form ADV)Jun 24, 2014 · First SEC registration · fact
- Palisade Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 21, 2011 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- prudentfiduciary@palisadeinvestments.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 303-694-4015reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 425-489-7868reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 702-476-1565reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- PALISADEINVESTMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 775-299-4600reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026