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Advisor at FAITH FINANCIAL ADVISORS, INC.
LOVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FAITH FINANCIAL ADVISORS, INC. | State registered | Aug 2, 2013 | n/a | yes | LOVELAND, OH | Current employment |
| SIMPLY MONEY ADVISORS | Former SEC adviser | Aug 3, 2004 | Sep 17, 2013 | no | CINCINNATI, OH | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jan 1, 2000 | Aug 9, 2004 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIMPLY MONEY ADVISORS | FAITH FINANCIAL ADVISORS, INC. | Sep 17, 2013 | Aug 2, 2013 | -46 | Firm change after gap | Other |
| OSAIC FA, INC. | SIMPLY MONEY ADVISORS | Aug 9, 2004 | Aug 3, 2004 | -6 | Firm change | Other |