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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

REDWOOD INVESTMENTS, LLC

CRD 133028

BOSTON, MA

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Search this name across graphsid dfx:ria:3b77aa51-42b1-c08c-17d7-acd28ee6d850

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 10
On other graphs: 0
Observed: Mar 30, 2012 to May 19, 2026
42 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.1 fund_share=0.31 institutional_share=0.59 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $710MItem 5.F on the latest filing (2026-05-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $710M
Private client RAUM: $68.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 10%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $178Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 85
Individual clients: 1
High net worth clients: 63
Custody, client assets: $0
SEC number: 801-63597
CIK: 1384058
CRD: 133028
Filings on the tape: 42
First filed: Mar 30, 2012
Latest filed: May 19, 2026
Organised: Limited Liability Company, MA
Website: redwoodinv.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JENNIFER KATZ SILVER	Chartered Financial Analyst	NEWTON, MA	21	28	1	no
MICHAEL J MUFSON	Chartered Financial Analyst	NEWTON, MA	21	22	n/a	no
EZRA S SAMET	Chartered Financial Analyst	BOSTON, MA	8	20	n/a	no
DONALD WILLIAM SMITH	Chartered Financial Analyst	BOSTON, MA	7	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALGER ASSOCIATES, INC.	INDIRECT PARENT OF REGISTRANT	E	yes	01/2024	Jan 5, 2024	Dec 20, 2024
ALGER GROUP HOLDINGS, LLC	DIRECT PARENT	E	yes	01/2024	Jan 5, 2024	Dec 20, 2024
CHUNG, DANIEL, CAYLEY	BOARD OF MANAGERS	Na	yes	01/2024	Feb 1, 2024	Dec 20, 2024
HENDRICKS, MAUREEN, AGNES	BOARD OF MANAGERS	Na	yes	01/2024	Feb 1, 2024	Dec 20, 2024
LIEBES, HAL	BOARD OF MANAGERS	Na	yes	01/2024	Feb 1, 2024	Dec 20, 2024
MUFSON, MICHAEL, J	MANAGING PARTNER, BOARD OF MANAGERS	Na	yes	07/2004	Mar 30, 2012	Dec 20, 2024
PAYNE, TINA	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Feb 1, 2024	Dec 20, 2024
SILVER, JENNIFER, KATZ	MANAGING PARTNER, BOARD OF MANAGERS	Na	yes	07/2004	Mar 30, 2012	Dec 20, 2024
ALGER, ALEXANDRA, DEWEY	Stockholder	C	no	12/2023	Jan 5, 2024	Dec 20, 2024
ALGER, HILARY, MILLER	Stockholder	C	no	12/2023	Jan 5, 2024	Dec 20, 2024
ALGER, NICOLE, DEMARIGNY	Stockholder	C	no	12/2023	Jan 5, 2024	Dec 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FRED ALGER MANAGEMENT, LLC	n/a	Asset manager	$26B	N	yes	n/a
WEATHERBIE CAPITAL, LLC	n/a	Other adviser	$1.3B	N	yes	n/a
ALGER ALTERNATIVE HOLDINGS II, LLC	n/a	n/a	n/a	N	yes	n/a
ALGER ALTERNATIVE HOLDINGS, LLC	n/a	n/a	n/a	N	yes	n/a
ALGER MANAGEMENT, (SINGAPORE) PTE. LTD.	n/a	n/a	n/a	N	yes	n/a
ALGER MANAGEMENT, LTD	n/a	n/a	n/a	N	yes	n/a
FRED ALGER & COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
WEATHERBIE LIMITED PARTNERSHIP	n/a	n/a	n/a	N	yes	n/a
WEATHERBIE MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$710M	$710M	6	6	1	n/a	n/a
2024	Mar 31, 2025	$1.1B	$1.1B	7	7	1	n/a	n/a
2023	Mar 28, 2024	$1.7B	$1.7B	12	8	0	n/a	n/a
2022	Mar 2, 2023	$1.8B	$1.8B	14	8	0	n/a	n/a
2021	Mar 11, 2022	$2.2B	$2.2B	16	10	0	n/a	n/a
2020	Mar 11, 2021	$2.2B	$2.2B	17	10	1	n/a	n/a
2019	Mar 25, 2020	$2.0B	$2.0B	17	11	0	n/a	n/a
2018	Mar 21, 2019	$1.8B	$1.8B	17	8	0	n/a	n/a
2017	Mar 26, 2018	$2.2B	$2.2B	14	8	0	n/a	n/a
2016	Mar 30, 2017	$1.3B	$1.3B	16	8	n/a	n/a	n/a
2015	Mar 30, 2016	$1.0B	$1.0B	10	5	n/a	n/a	n/a
2014	Mar 31, 2015	$734M	$734M	9	5	n/a	n/a	n/a
2013	Mar 31, 2014	$757M	$757M	9	5	n/a	n/a	n/a
2012	Mar 28, 2013	$675M	$675M	9	5	n/a	n/a	n/a
2011	Mar 30, 2012	$675M	$675M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$710M	$1.1B	-32.5%	$1.8B	-26.1%	6	7	1	1

Relationships

Affiliated with (4)

← WEATHERBIE CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ WEATHERBIE CAPITAL, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRED ALGER MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← FRED ALGER MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (4)

← DONALD WILLIAM SMITHAdvisorregistration: current employment
Mar 15, 2019 to presentfactForm ADV
← EZRA S SAMETAdvisorregistration: current employment
Sep 18, 2018 to presentfactForm ADV
← MICHAEL J MUFSONAdvisorregistration: current employment
Nov 30, 2004 to presentfactForm ADV
← JENNIFER KATZ SILVERAdvisorregistration: current employment
Oct 24, 2004 to presentfactForm ADV

Owns (3)

← ALGER, HILARY, MILLEROwnerSTOCKHOLDER, ownership code C, individual
Jan 5, 2024 to Dec 20, 2024factForm ADV
← ALGER, ALEXANDRA, DEWEYOwnerSTOCKHOLDER, ownership code C, individual
Jan 5, 2024 to Dec 20, 2024factForm ADV
← ALGER, NICOLE, DEMARIGNYOwnerSTOCKHOLDER, ownership code C, individual
Jan 5, 2024 to Dec 20, 2024factForm ADV

Controls (8)

← HENDRICKS, MAUREEN, AGNESOwnerBOARD OF MANAGERS, ownership code NA, individual
Feb 1, 2024 to Dec 20, 2024factForm ADV
← LIEBES, HALOwnerBOARD OF MANAGERS, ownership code NA, individual
Feb 1, 2024 to Dec 20, 2024factForm ADV
← SILVER, JENNIFER, KATZOwnerMANAGING PARTNER, BOARD OF MANAGERS, ownership code NA, individual
Mar 30, 2012 to Dec 20, 2024factForm ADV
← CHUNG, DANIEL, CAYLEYOwnerBOARD OF MANAGERS, ownership code NA, individual
Feb 1, 2024 to Dec 20, 2024factForm ADV
← MUFSON, MICHAEL, JOwnerMANAGING PARTNER, BOARD OF MANAGERS, ownership code NA, individual
Mar 30, 2012 to Dec 20, 2024factForm ADV
← PAYNE, TINAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 1, 2024 to Dec 20, 2024factForm ADV
← ALGER ASSOCIATES, INC.OwnerINDIRECT PARENT OF REGISTRANT, ownership code E, domestic entity
Jan 5, 2024 to Dec 20, 2024factForm ADV
← ALGER GROUP HOLDINGS, LLCOwnerDIRECT PARENT, ownership code E, domestic entity
Jan 5, 2024 to Dec 20, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Redwood Investments, Llc reported RAUM $710.1M, down 32% from $1.1B (2025-03-31 to 2026-03-27)
Form ADVobserved 6 days ago
$-342M
Occurred
Mar 31, 2025
Regulatory AUM changed
Redwood Investments, Llc reported RAUM $1.1B, down 38% from $1.7B (2024-12-20 to 2025-03-31)
Form ADVobserved 6 days ago
$-643M
Occurred
Feb 1, 2024
Control person joined
Tina Payne (Chief Compliance Officer) appeared on Schedule A of Redwood Investments, Llc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2024
Control person joined
Cayley Daniel Chung (Board Of Managers) appeared on Schedule A of Redwood Investments, Llc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2024
Control person joined
Hal Liebes (Board Of Managers) appeared on Schedule A of Redwood Investments, Llc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2024
Control person joined
Agnes Maureen Hendricks (Board Of Managers) appeared on Schedule A of Redwood Investments, Llc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2024
Control person left
Tracy Steven Flammey (Cfo/Chief Compliance Officer) no longer on Schedule A of Redwood Investments, Llc (listed 2024-01-05, absent 2024-02-01)
Form ADVobserved 6 days ago
Occurred
Jan 5, 2024
Control person left
Casares Michael Mendez (Trustee) no longer on Schedule A of Redwood Investments, Llc (listed 2023-11-30, absent 2024-01-05)
Form ADVobserved 6 days ago
Occurred
Jan 5, 2024
Control person left
Lynn Cheryl Mendez (Trustee) no longer on Schedule A of Redwood Investments, Llc (listed 2023-11-30, absent 2024-01-05)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2018
Regulatory AUM changed
Redwood Investments, Llc reported RAUM $2.2B, up 76% from $1.3B (2017-05-16 to 2018-03-26)
Form ADVobserved 6 days ago
$954M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b77aa51-42b1-c08c-17d7-acd28ee6d850
First observed: Mar 30, 2012
Last observed: May 19, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REDWOOD INVESTMENTS, LLC

CRD 133028

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b77aa51-42b1-c08c-17d7-acd28ee6d850

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:19 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JENNIFER KATZ SILVER

Chartered Financial Analyst

NEWTON, MA

MICHAEL J MUFSON

Chartered Financial Analyst

NEWTON, MA

n/a

EZRA S SAMET

Chartered Financial Analyst

BOSTON, MA

n/a

DONALD WILLIAM SMITH

Chartered Financial Analyst

BOSTON, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALGER ASSOCIATES, INC.

INDIRECT PARENT OF REGISTRANT

yes

01/2024

Jan 5, 2024

Dec 20, 2024

ALGER GROUP HOLDINGS, LLC

DIRECT PARENT

yes

01/2024

Jan 5, 2024

Dec 20, 2024

CHUNG, DANIEL, CAYLEY

BOARD OF MANAGERS

yes

01/2024

Feb 1, 2024

Dec 20, 2024

HENDRICKS, MAUREEN, AGNES

BOARD OF MANAGERS

yes

01/2024

Feb 1, 2024

Dec 20, 2024

LIEBES, HAL

BOARD OF MANAGERS

yes

01/2024

Feb 1, 2024

Dec 20, 2024

MUFSON, MICHAEL, J

MANAGING PARTNER, BOARD OF MANAGERS

yes

07/2004

Mar 30, 2012

Dec 20, 2024

PAYNE, TINA

CHIEF COMPLIANCE OFFICER

yes

01/2024

Feb 1, 2024

Dec 20, 2024

SILVER, JENNIFER, KATZ

MANAGING PARTNER, BOARD OF MANAGERS

yes

07/2004

Mar 30, 2012

Dec 20, 2024

ALGER, ALEXANDRA, DEWEY

Stockholder

12/2023

Jan 5, 2024

Dec 20, 2024

ALGER, HILARY, MILLER

Stockholder

12/2023

Jan 5, 2024

Dec 20, 2024

ALGER, NICOLE, DEMARIGNY

Stockholder

12/2023

Jan 5, 2024

Dec 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FRED ALGER MANAGEMENT, LLC

n/a

Asset manager

$26B

yes

n/a

WEATHERBIE CAPITAL, LLC

n/a

Other adviser

$1.3B

yes

n/a

ALGER ALTERNATIVE HOLDINGS II, LLC

n/a

yes

n/a

ALGER ALTERNATIVE HOLDINGS, LLC

n/a

yes

n/a

ALGER MANAGEMENT, (SINGAPORE) PTE. LTD.

n/a

yes

n/a

ALGER MANAGEMENT, LTD

n/a

yes

n/a

FRED ALGER & COMPANY, LLC

n/a

yes

n/a

WEATHERBIE LIMITED PARTNERSHIP

n/a

yes

n/a

WEATHERBIE MANAGEMENT LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$710M

n/a

2024

Mar 31, 2025

$1.1B

n/a

2023

Mar 28, 2024

$1.7B

n/a

2022

Mar 2, 2023

$1.8B

n/a

2021

Mar 11, 2022

$2.2B

n/a

2020

Mar 11, 2021

$2.2B

n/a

2019

Mar 25, 2020

$2.0B

n/a

2018

Mar 21, 2019

$1.8B

n/a

2017

Mar 26, 2018

$2.2B

n/a

2016

Mar 30, 2017

$1.3B

n/a

2015

Mar 30, 2016

$1.0B

n/a

2014

Mar 31, 2015

$734M

n/a

2013

Mar 31, 2014

$757M

n/a

2012

Mar 28, 2013

$675M

n/a

2011

Mar 30, 2012

$675M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$710M

$1.1B

-32.5%

$1.8B

-26.1%