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J••••••• K••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

J••••••• K••• S•••••

Advisor at R•••••• I••••••••• L••

NEWTON, MA

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Search this name across graphsid dfx:ria:1e5aa72b-a2fb-c286-73fb-c807a6f97964

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• I••••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• I••••••••• L••	Other adviser	Oct 24, 2004	n/a	yes	NEWTON, MA	Current employment
N•••••••• B••••• B• L••	No RAUM reported	Jul 26, 2002	Apr 2, 2003	no	BOSTON, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• B••••• B• L••	R•••••• I••••••••• L••	Apr 2, 2003	Oct 24, 2004	571	Firm change after gap	Other

Relationships

Registered with (2)

→ R•••••• I••••••••• L••Registered adviserregistration: current employment
Oct 24, 2004 to presentfactForm ADV
→ N•••••••• B••••• B• L••Registered adviserregistration: previous registration
Jul 26, 2002 to Apr 2, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e5aa72b-a2fb-c286-73fb-c807a6f97964
First observed: Jul 26, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.